1717 Capital Management Company (Newark)

Name: 1717 Capital Management Company
Address: 300 Continental Drive, Newark, DE, 19713
Telephone: 302-453-3800

1717 Capital Management Company is a large advisory firm based in Newark. It manages $224.24 million of regulatory assets for 520 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arkansas, and 45 other states.

1717 Capital Management Company provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

1717 Capital Management Company: assets under management

The assets under management (AUM) of 1717 Capital Management Company is $224.24 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay 1717 Capital Management Company for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at 1717 Capital Management Company

Robert William Kloss has been acting as President since 1 Dec 1994. Kathy Rose Richards joined the executive team most recently as the Associate Vice President, Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lance Alan Reihl	President, srop, crop	1 Apr 1986	Other	828685
Rosanne Gatta	Treasurer	1 Sep 1986	Other	1594047
Anthony Guido Mastrangelo	Financial officer	1 Sep 1987	Other	1653379
Providentmutual Holding Company	Shareholder	1 May 1993	75% - 100%	23-1705786
Provident Mutual Life Insurance Company	Shareholder	1 May 1993	Other	23-0990450
Robert William Kloss	Director	1 Dec 1994	Other	1459957
Alison Carswell Naylor	Compliance officer	1 May 1995	Other	345309
Alan Furness Hinkle	Director	1 Oct 1996	Other	2427669
Mary Lynn Finelli	Director	1 Oct 1996	Other	2377688
Joan Turnbull	Director	1 Oct 1996	Other	2823921
Joan Tucker	Director	1 Oct 1996	Other	2823921
Mehran Assadi	Director	1 Nov 1998	Other	xxx-xx-xxxx
Bryan Dale Pfister	Vp-operations	1 Aug 2000	Other	2166617
Kathleen Anne Walsh	Vp - chief compliance officer	1 Dec 2000	Other	2134393
Kevin Stephen Crossett	Vp, associate general counsel	1 Oct 2002	Other	4320461
Becky Lou Bradley	Assistant secretary	1 Oct 2002	Other	2626586
Todd Randall Miller	Treasurer	1 Oct 2002	Other	2377746
Carol Lynn Dove	Avp, treas. serv., ass't. treas.	1 Oct 2002	Other	4320463
Michael David Maier	Asst. treasurer	1 Oct 2002	Other	4320462
Daniel Robert Murphy	Asst. treasurer	1 Oct 2002	Other	1478721
Alan Anthony Todryk	Vp, taxation	1 Oct 2002	Other	4077117
Glenn Warren Soden	Avp, secretary	1 Oct 2002	Other	4292731
Thomas Edward Barnes	Avp, assistant secretary	1 Oct 2002	Other	4564872
John Francis Delaloye	Assistant secretary	1 Oct 2002	Other	4334574
James David Benson	Director	1 Oct 2002	Other	4600092
Gary Denison Mcmahan	Director	1 Oct 2002	Other	1068852
Daniel J. Murphy	Asst. treasurer	1 Oct 2002	Other	4606494
Michael A. Bazany	Assistant secretary	1 Oct 2002	Other	4616000
Gary Edmond Berndt	Assistant treasurer	1 Oct 2002	Other	1487860
Maryann Melonie Bodayle	Assistant secretary	1 Oct 2002	Other	2572210
Scott Vincent Carney	Senior vice president	1 Oct 2002	Other	1412343
Florence Levita Lathen Harris	Vice president	1 Oct 2002	Other	4615935
William E. Mabe	Senior vice president	1 Oct 2002	Other	4615923
Christine Mullen	Assistant secretary	1 Oct 2002	Other	4614563
Terry C Smetzer	Assistant treasurer	1 Oct 2002	Other	2755250
Denise M. Sortino	Senior vice president	1 Oct 2002	Other	4614574
Peter Donald Cuozzo	Senior vice president, director	1 Oct 2002	Other	58882
Katherine Deperi	Assistant secretary	1 Oct 2002	Other	2640034
Daniel Joseph Murphy	Asst. treasurer	1 Oct 2002	Other	4606494
Michael Andrew Bazany	Assistant secretary	1 Oct 2002	Other	4616000
Denise Margaret Sortino	Senior vice president	1 Oct 2002	Other	4614574
Katherine De Peri Gibson	Assistant secretary	1 Oct 2002	Other	2640034
Nationwide Provident Holding Company	Shareholder	1 Nov 2002	75% - 100%	23-1705786
Margaret Jayne Caucci	Vice president, 1717 cmc operations	1 Aug 2003	Other	2043975
Douglas Wayne Foster	Vice president, 1717 cmc operations	1 Aug 2003	Other	4395571
Carol Lynn Dove	Vice president, assistant treasurer	1 Jun 2004	Other	4320463
James David Benson	Senior vice president and treasurer	1 Jun 2004	Other	4600092
Jerry Lee Greene	Vice president and chief financial officer	1 Jun 2004	Other	822229
James Morgan Elliot	Assistant treasurer	1 Jun 2004	Other	xxx-xx-xxxx
Michael David Bleiweiss	Director	1 Jun 2004	Other	1165542
M. Eileen Kennedy	Director	1 Jun 2004	Other	xxx-xx-xxxx
Mark D. Phelan	Director	1 Jun 2004	Other	xxx-xx-xxxx
Douglas Craig Robinette	Director	1 Jun 2004	Other	2159758
Mark David Phelan	Director	1 Jun 2004	Other	xxx-xx-xxxx
Robert Clay Thompson	Director	1 Aug 2004	Other	1343322
Elaine Frances Duffus	Assistant secretary	1 Dec 2004	Other	3075954
Charles Richard Locher	Associate vice president	1 Dec 2004	Other	1384669
Elaine Frances Duffus	Assistant secretary, chief compliance officer	1 Jun 2005	Other	3075954
John David Albert	Director	1 Jul 2005	Other	3204518
Keith Ivory Millner	Director	1 Jul 2005	Other	5013455
Robert Lawrence Tuch	Assistant secretary	1 Nov 2005	Other	xxx-xx-xxxx
Alan Anthony Todryk	Vice president	1 Nov 2005	Other	4077117
Aaron M Szager	Senior registered options principal	1 Feb 2006	Other	4331724
Roseann T Chavanne	Compliance registered options principal	1 Feb 2006	Other	1190223
Aaron Michael Szager	Senior registered options principal	1 Feb 2006	Other	4331724
Roseann (Nmn) Chavanne	Compliance registered options principal	1 Feb 2006	Other	1190223
Thomas Ford Houle	Vice president	1 Jun 2006	Other	2833915
Vaughn William Jr. Hovey	Associate vice president	1 Jun 2006	Other	xxx-xx-xxxx
Timothy John Dwyer	Assistant treasurer	1 Oct 2006	Other	4141047
John Laughlin Carter	Director	1 Dec 2006	Other	1462908
Peter Anthony Golato	Director	1 Dec 2006	Other	1150977
Michael Allen Lex	Director	1 Dec 2006	Other	xxx-xx-xxxx
Terry Caroll Smetzer	Assistant treasurer	1 Dec 2006	Other	2755250
Timothy Gerard Frommeyer	Director	1 Dec 2006	Other	2704356
William Steven Jackson	Director	1 Dec 2006	Other	1349523
Ralph Dennis Noice	Director	1 Dec 2006	Other	xxx-xx-xxxx
Keith James Kelly	President, chief operating officer	1 Jan 2007	Other	2618812
Steven Craig Butz	Compliance registered options principal	1 Jan 2007	Other	2213840
Michael Alexander Hamilton	Director	1 Jan 2007	Other	2404169
Michael Patrick Leach	Vice president	1 Jun 2007	Other	xxx-xx-xxxx
David A Conner	Assistant treasurer	1 Jun 2007	Other	xxx-xx-xxxx
Patrick Kelly Shanahan	Associate vice president	1 Aug 2007	Other	xxx-xx-xxxx
Kathy Rose Richards	Associate vice president, secretary	1 Mar 2008	Other	4869371

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Nationwide Financial Services	Shareholder	1 Oct 2002	75% - 100%	31-1486870
Nationwide Corporation	Shareholder	1 Oct 2002	75% - 100%	31-4416546
Nationwide Life Insurance Company Of America	Shareholder	1 Oct 2002	75% - 100%	23-0990450
Nationwide Life Insurance Company Of America	Shareholder	1 Nov 2002	75% - 100%	23-0990450

Based in Newark

The principal office where 1717 Capital Management Company performs its advisory services is located at 300 Continental Drive, Newark, DE 19713 The mailing address of the firm is Po Box 15626, Wilmington, DE 19850. An additional office of the firm is in Portland, OR. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 302-453-3800 or by fax 302-452-7329. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.1717.com.