Mtm Financial Group, LLC (Bethlehem)

Name: Mtm Financial Group, LLC
Address: 4505 Hanoverville Road, Bethlehem, PA, 18020
Telephone: 610-746-7007

Mtm Financial Group, LLC is a large advisory firm based in Bethlehem. It manages $224 million of regulatory assets for 1,544 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Florida, New Jersey, and Pennsylvania.

Mtm Financial Group provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Mtm Financial Group: assets under management

The assets under management (AUM) of Mtm Financial Group, LLC is $224 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 72% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $224 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $145.08 thousand each.

Mtm Financial Group has custody of $224 million in cash and securities for 431 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 81% of the total AUM. The second-largest asset type is exchange traded securities, which make up 9% of the firm’s portfolio. Investments in cash and cash equivalents form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mtm Financial Group, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mtm Financial Group serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Mtm Financial Group is individuals with 385 clients and $170.4 million of assets under management. Among the 9 most similar advisory firms, Mtm Financial Group has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $224 million for 431 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Mtm Financial Group doesn't advise any private funds.

Careers at Mtm Financial Group, LLC

The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gene Richard Dickison	Managing member/chief compliance officer	1 May 2008	75% - 100%	1216953

Based in Bethlehem

The principal office where Mtm Financial Group, LLC performs its advisory services is located at 4505 Hanoverville Road, Bethlehem, PA 18020, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610-746-7007 or by fax 610-746-2407. The normal business hours are 8:30 am - 4:30 pm on Monday - Friday. You can find more information about the New York firm at morethanmoneyonline.com.