Olympus Capital Holdings Asia (New York)

Name: Olympus Capital Holdings Asia
Address: 485 Madison Avenue, New York, NY, 10022
Telephone: 212-201-8533

Olympus Capital Holdings Asia is a large advisory firm based in New York. It manages $1.38 billion of regulatory assets for 28 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Olympus Capital Holdings Asia provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Olympus Capital Holdings Asia: assets under management

The assets under management (AUM) of Olympus Capital Holdings Asia is $1.38 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 33% since the beginning of its operation, and $1.33 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $1.38 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $49.41 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Olympus Capital Holdings Asia for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Olympus Capital Holdings Asia serves?

The only and largest group of clients of Olympus Capital Holdings Asia is pooled investment vehicles with 28 clients and $1.38 billion of assets under management. Among the 11 most similar advisory firms, Olympus Capital Holdings Asia has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.38 billion for 28 clients. 93% of the firm’s clients are foreign persons or businesses.

Olympus Capital Holdings Asia also advises several private funds. Namely, twenty eight private equity funds. The minimum investment commitment required of non-related persons ranges from $50,000 to $10,000,000.

Careers at Olympus Capital Holdings Asia

The company employs 51 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Daniel Robert Mintz	Managing director of registrant and relying advisers	1 Mar 1997	Other	1709057
Lawrence Miao	Managing director of registrant and relying advisers	1 Mar 1997	Other	5927279
Frederick Long	Managing director of registrant and relying advisers	1 Mar 1997	Other	5927283
Registrant	Shareholder of olympus capital holdings asia (hong kong) limited (relying adviser)	1 Aug 1997	75% - 100%	98-0177038
Edan Lee	Managing director of registrant and relying advisers	1 Feb 1998	Other	5927288
David Taowei Shen	Regional managing director of registrant and relying advisers	1 May 1998	Other	2529111
Olympus Management Lp	Shareholder of registrant	1 Jul 2002	75% - 100%	98-6053677
Gaurav Malik	Managing director of registrant and relying advisers	1 Aug 2002	Other	3118545
Jeffrey Edward Glat	Managing director, chief financial officer of registrant and relying advisers	1 Nov 2002	Other	2878478
Registrant	Shareholder of olympus green invst. mgmt. ltd. and olympus capital holdings asia pte. ltd. (relying advisers)	1 Feb 2009	75% - 100%	98-0177038
Olympus Capital Holdings Asia (Hong Kong) Limited	Shareholder of olympus (shanghai) investment management consulting co., ltd. (relying adviser)	1 Mar 2011	75% - 100%	foreign entity
Nitish Nirbhaya Agarwal	Managing director of olympus capital holdings asia pte. ltd. (relying adviser)	1 Nov 2012	Other	6179306
Gary Peter Martin Stead	Managing director of olympus capital holdings asia pte. ltd. (relying adviser)	1 Mar 2013	Other	1410309
Peter Emanuel Cimmet	Managing director	1 Jul 2013	Other	2790936
Alex Lui	Managing director	1 Jan 2014	Other	6774668
Thaddeus Marion Leszczynski	Chief compliance officer	1 Feb 2015	Other	1894185
Sumit Kumar	Managing director	1 Feb 2017	Other	6774673

Indirect Owners

The SEC currently registers 14 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Daniel Robert Mintz	Shareholder	1 Aug 1997	25% - 50%	1709057
Lawrence Miao	Shareholder	1 Apr 1999	25% - 50%	5927279
Daniel Robert Mintz	Shareholder	1 Apr 1999	25% - 50%	1709057
Olympus Management Gp Corp.	General partner	1 Jun 2002	Other	98-0205397
L.P. Oc Asia Management Holdings	Limited partner	1 Nov 2007	75% - 100%	98-0540678
Ltd. Oc Asia Holdings	General partner	1 Nov 2007	Other	foreign entity
Olympus Management Gp Corp.	General partner	1 Nov 2007	Other	98-0205397
L.P. Olympus Management Holdings	Limited partner	1 Dec 2007	75% - 100%	foreign entity
L.P. Olympus Capital Asia Holdings	Limited partner	1 Dec 2007	25% - 50%	98-0559737
Daniel Robert Mintz	Limited partner	1 Dec 2007	25% - 50%	1709057
Lawrence Miao	Limited partner	1 Dec 2007	25% - 50%	5927279
Olympus Management Gp Corp.	General partner	1 Dec 2007	Other	98-0205397
Lp Olympus Management Holdings	Limited partner	1 Dec 2007	75% - 100%	foreign
Lp Olympus Capital Asia Holdings	Limited partner	1 Dec 2007	25% - 50%	98-0559737

Based in New York

The principal office where Olympus Capital Holdings Asia performs its advisory services is located at 485 Madison Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-201-8533 or by fax 212-201-8534. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at olympuscap.com.