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K Sher Aa Lll (Greenwich)


K Sher Aa Lll is a large advisory firm based in Greenwich. It manages $38.23 million of regulatory assets for 30 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of California, Connecticut, Florida, and 4 other states.

K Sher Aa Lll provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

K Sher Aa Lll: assets under management

The assets under management (AUM) of K Sher Aa Lll is $38.23 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.


The firm manages $38.23 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.27 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay K Sher Aa Lll for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Greenwich

The principal office where K Sher Aa Lll performs its advisory services is located at 545 Steamboat Road, Greenwich, CT 06830, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-422-5015 or by fax 203-422-0592. The normal business hours are 7:00 a.m. to 6:00 p.m. on Monday - Friday.


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