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Sullivan,Morrissey & Mickle Capital Management Corp. (New York)


Sullivan,Morrissey & Mickle Capital Management Corp. is a mid-sized advisory firm based in New York. It manages $38.25 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of New Jersey, New York, and Texas.

Sullivan,Morrissey & Mickle Capital Management Corp provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sullivan,Morrissey & Mickle Capital Management Corp: assets under management

The assets under management (AUM) of Sullivan,Morrissey & Mickle Capital Management Corp. is $38.25 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -54% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $38.25 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.65 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sullivan,Morrissey & Mickle Capital Management Corp. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in New York

The principal office where Sullivan,Morrissey & Mickle Capital Management Corp. performs its advisory services is located at 120 East 56 Th St., New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-832-7440 or by fax 212-826-8897. The normal business hours are 9 am-5 pm on Monday - Friday.


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