Ashbridge Investment Management, LLC (Philadelphia)

Name: Ashbridge Investment Management, LLC
Address: One South Broad Street, Philadelphia, PA, 19107
Telephone: 215-496-4330

Ashbridge Investment Management, LLC is an adviser based in Philadelphia. It manages $10.08 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California and Pennsylvania.

Ashbridge Investment Management provides pension consulting services and market timing services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ashbridge Investment Management: assets under management

The assets under management (AUM) of Ashbridge Investment Management, LLC is $10.08 million. The firm's AUM has gone down by -99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ashbridge Investment Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ashbridge Investment Management, LLC

Adam Alexander Waldron has been acting as President since 1 Jun 2001. David Lazarus Donabedian has served as the Chief Investment Officer since 1 Apr 2006. Charles Brown Grace Iii joined the executive team most recently as the President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Charles Brown Grace Jr	Chairman and director	1 Jan 1993	Other	4363444
Harvey Barton Swedloff	Chief financial officer	1 Jan 1993	Other	4363539
Ashbridge Corporation	Shareholder	1 Jan 1993	75% - 100%	23-0684910
Charles Brown Grace	Managing member	1 Jan 1993	Other	4363444
Managing Member	Shareholder	1 Jan 1993	75% - 100%	23-0684910
Various Trusts	Shareholder	1 Jan 1993	75% - 100%	23-0684910
Various Trusts Under Charles B Grace	Shareholder	1 Jan 1993	75% - 100%	23-0684910
Louisa Weightman Sellers	Senior vice president	1 Mar 1999	Other	1451145
Charles Brown Grace Iii	Vice president	1 Feb 2000	Other	4363557
Adam Alexander Waldron	Director	1 Jun 2001	Other	4290013
Michael Donohue Kelly	Managing director	1 Sep 2001	Other	1933628
David Edward Holtzman	Managing director	1 Feb 2004	Other	1619491
Barbara Jane Gohn	Managing director	1 Jun 2004	Other	1376861
David Lazarus Donabedian	Chief investment officer	1 Apr 2006	Other	4348033
Gregory John Young	Chief compliance officer	1 Jul 2007	Other	4128382
Joseph William Knott	Senior client relationship officer	1 Nov 2008	Other	3113461
Sidhartha Ghosh	Director of finance and administration	1 Apr 2009	Other	5686267
Charles Brown Grace Iii	President	1 Jun 2010	Other	4363557
Eric W. Grace	Treasurer and secretary	1 Jun 2010	Other	5886032

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Eugene G Grace Iii	Beneficiary	1 Jan 1993	25% - 50%	4363602
James Brewster Grace	Beneficiary	1 Jan 1993	25% - 50%	4363606
Michael D Grace	Beneficiary	1 Jan 1993	25% - 50%	4363610
Pricilla T Grace	Beneficiary	1 Jan 1993	25% - 50%	4363614
Jocelyn G Howe	Shareholder	1 Jan 1993	25% - 50%	4363624
Jennifer Grace	Shareholder	1 Jan 1993	25% - 50%	4363631

Based in Philadelphia

The principal office where Ashbridge Investment Management, LLC performs its advisory services is located at One South Broad Street, Philadelphia, PA 19107, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 215-496-4330 or by fax 215-568-0558. The normal business hours are 8:30-5:00 on Monday - Friday. You can find more information about the New York firm at www.ashbridge.com.