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Castlerock Asset Management Ii, LLC (New York)


Castlerock Asset Management Ii, LLC is a pension cosultant based in New York. It manages $10.12 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2011.

Castlerock Asset Management Ii provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Castlerock Asset Management Ii: assets under management

The assets under management (AUM) of Castlerock Asset Management Ii, LLC is $10.12 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.


The firm manages $10.12 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5.06 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Castlerock Asset Management Ii, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Paul Patrick Tanico Managing member 1 Mar 2011 50% - 75% 1030238
Ellen Hunt Adams Managing member 1 Mar 2011 25% - 50% 1697592

Based in New York

The principal office where Castlerock Asset Management Ii, LLC performs its advisory services is located at 101 Park Avenue, 23 Rd Floor, New York, NY 10178, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-251-3300 or by fax 212-251-3388. The normal business hours are 8:00am - 5:30pm on Monday - Friday.


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