Keller Thomas Lane (Victoria)

Keller Thomas Lane is a large advisory firm based in Victoria. It manages $120.29 million of regulatory assets for 351 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Texas.

Keller Thomas Lane provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Keller Thomas Lane: assets under management

The assets under management (AUM) of Keller Thomas Lane is $120.29 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $96.43 million in discretionary accounts and $23.86 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $300.39 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $795.49 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Keller Thomas Lane for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Keller Thomas Lane

Keller Thomas Lane is owned by Thomas Keller. Phyllis Ponder Keller joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Keller	Owner	1 Jan 1993	75% - 100%	3190293
Mark Lee Westerman	Chief compliance officer	1 Jan 1998	Other	1791161
Phyllis Ponder Keller	Chief compliance officer	1 Aug 2006	Other	5211049

Based in Victoria

The principal office where Keller Thomas Lane performs its advisory services is located at 101 South Main St. Suite 300, Victoria, TX 77901 8142 The mailing address of the firm is P.O. Box 2549, Victoria, TX 77902 2549. It doesn’t run an office outside of the United States.