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Doerge & Smith Private Advisory LLC (Chicago)


Doerge & Smith Private Advisory LLC is a large advisory firm based in Chicago. It manages $286.58 million of regulatory assets for 87 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Colorado, and 11 other states.

Doerge & Smith Private Advisory provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Doerge & Smith Private Advisory: assets under management

The assets under management (AUM) of Doerge & Smith Private Advisory LLC is $286.58 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 30% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $286.58 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.29 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Doerge & Smith Private Advisory LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
The Bear Stearns Companies Inc. Direct parent of bear, stearns & co. inc. 1 Oct 1985 75% - 100% 13-3286161

Based in Chicago

The principal office where Doerge & Smith Private Advisory LLC performs its advisory services is located at 3 First National Plaza 25 Th Fl., Chicago, IL 60602 The mailing address of the firm is 115 South Jefferson Road, Whippany, NJ 07981. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 877-239-4156 or by fax 312-580-4346. The normal business hours are 7 a.m. to 5 p.m. on Monday - Friday.


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