Systematic ALPha Investments, LLC (Princeton)

Systematic ALPha Investments, LLC is a large advisory firm based in Princeton. It manages $286.25 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of New Jersey.

Systematic ALPha Investments provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Systematic ALPha Investments: assets under management

The assets under management (AUM) of Systematic ALPha Investments, LLC is $286.25 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -19% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $286.25 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $71.56 million each.

Investments

The firm invests in exchange traded securities the most. They account for 60% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 33% of the firm’s portfolio. Investments in government bonds form 7% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Systematic ALPha Investments, LLC for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Systematic ALPha Investments serves?

The only and largest group of clients of Systematic ALPha Investments is high net worth individuals with 4 clients and $286.25 million of assets under management. Among the 10 most similar advisory firms, Systematic ALPha Investments has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $286.25 million for 4 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Systematic ALPha Investments doesn't advise any private funds.

Careers at Systematic ALPha Investments, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stephen Edwin Evans	Member, manager and chief compliance officer	1 Jun 2018	75% - 100%	2096178

Based in Princeton

The principal office where Systematic ALPha Investments, LLC performs its advisory services is located at 36 Mercer Street, Princeton, NJ 08540, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 609-751-7550. The normal business hours are 9am - 5pm on Monday - Friday.