Dorfman Investments LLC is a large advisory firm based in Boston. It manages $90.04 million of regulatory assets for 165 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California, Florida, Massachusetts, and 6 other states.
Dorfman Investments provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Dorfman Investments LLC is $90.04 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 184% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Dorfman Investments LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
John Roger Dorfman has been acting as President since 1 Aug 1999. Michael Douglas Haight joined the executive team most recently as the Managing Director.
The principal office where Dorfman Investments LLC performs its advisory services is located at One Federal Street, Boston, MA 02110, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 617-630-8000 or by fax 617-574-6017. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.dorfmaninvestments.com.