Raa Wealth Management, LLC (Dallas)

Name: Raa Wealth Management, LLC
Address: 13155 Noel Road, Dallas, TX, 75240
Telephone: 972-233-3367

Raa Wealth Management, LLC is a large advisory firm based in Dallas. It manages $985.06 million of regulatory assets for 1,845 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 39 other states.

Raa Wealth Management provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for approximately 1,200 clients. On top of advisory services, the firm doesn't engage in other business activities.

Raa Wealth Management: assets under management

The assets under management (AUM) of Raa Wealth Management, LLC is $985.06 million. The firm's AUM has grown by 3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $970.52 million in discretionary accounts and $14.54 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $572.24 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $97.61 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Raa Wealth Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Raa Wealth Management, LLC

Dilia Maria Caballero joined the executive team most recently as the Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael John Curcio	Manager	1 Aug 2006	Other	1620743
Robert Jarrett Lilien	Manager	1 Aug 2006	Other	1337819
Jonathan Rice Foster	Manager	1 Aug 2006	Other	1037245
Scott Michael Frost	President / ceo	1 Aug 2006	Other	2148899
Michael Neal Emmons	Senior vice president	1 Aug 2006	Other	2036680
Sharon H Watson	Senior vice president	1 Aug 2006	Other	2459124
Christopher Valentin Reyes	Cfo	1 Aug 2006	Other	2105804
Cynthia Cramer Bock	Secretary	1 Aug 2006	Other	4222603
Carroll Ann Smith	Executive vice president / chief compliance officer	1 Aug 2006	Other	2148874
Inc. E*Trade Wealth Management	Owner	1 Aug 2006	75% - 100%	20-2109197
Michael Neal Emmons	Executive vice president	1 Feb 2007	Other	2036680
Sharon H Watson	Executive vice president	1 Feb 2007	Other	2459124
Darrell Stephen Roberts	Manager	1 May 2007	Other	2471302
Naveen Agarwal	Senior vice president	1 Sep 2007	Other	4374298
Robert Jarrett Lilien	Chief executive officer/manager	1 Jan 2008	Other	1337819
Dilia Maria Caballero	Secretary	1 Jan 2008	Other	5313139

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
E*Trade Financial Corporation	Indirect owner	1 Aug 2006	75% - 100%	94-2844166

Based in Dallas

The principal office where Raa Wealth Management, LLC performs its advisory services is located at 13155 Noel Road, Dallas, TX 75240, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 972-233-3367 or by fax 972-233-3188. The normal business hours are 8:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at www.raa.com.