Rjl Financial Network, L.L.C. (San Diego)

Name: Rjl Financial Network, L.L.C.
Address: 13520 Evening Creek Drive, North, San Diego, CA, 92128
Telephone: 619-497-5555

Rjl Financial Network, L.L.C. is an adviser based in San Diego. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 46 other states.

Rjl Financial Network, L.L.C provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rjl Financial Network, L.L.C. for their services and products based on a percentage of assets under management, subscription fees, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rjl Financial Network, L.L.C.

Raymond Joseph Lucia has been acting as President since 1 Jul 2003. Sondra Forkner joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Raymond Joseph Lucia	President/director/owner	1 Jul 2003	50% - 75%	1073284
Raymond J Lucia	Vice president/director	1 Jul 2003	Other	4504365
Kirk Jesse Hulett	Treasures/director	1 Jul 2003	Other	2528380
James Delwyn Nagengast	Director	1 Jul 2003	Other	2571451
Theresa Lynn Chubb	Secretary	1 Jul 2003	Other	2351118
Securities America Financial Corporation	Owner	1 Jul 2003	50% - 75%	47-0691275
Raymond Joseph Lucia	Chief compliance officer	1 Jul 2004	50% - 75%	1073284
Sondra Forkner	Chief compliance officer	1 Feb 2006	Other	1305967

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
American Express Financial Corporation	Owner	1 Mar 1998	75% - 100%	13-3180631
Inc. Ameriprise Financial	Owner	1 Sep 2005	75% - 100%	6320

Based in San Diego

The principal office where Rjl Financial Network, L.L.C. performs its advisory services is located at 13520 Evening Creek Drive, North, San Diego, CA 92128, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 619-497-5555 or by fax 858-726-1248. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.rjladvisor.com.