Cantor Advisors, L.P. (New York)


Cantor Advisors, L.P. is a large advisory firm based in New York. It manages $42.71 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of California and New York.

Cantor Advisors provides pension consulting services and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cantor Advisors: assets under management

The assets under management (AUM) of Cantor Advisors, L.P. is $42.71 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $42.71 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $14.24 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cantor Advisors, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cantor Advisors, L.P.

Mark Steven Ostroff has been acting as President since 1 Mar 2007. Thomas Angelo Battaglia joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Andrew Craig Wels Assistant general counsel and chief compliance officer 1 Mar 2007 Other 1970864
Mark Steven Ostroff President 1 Mar 2007 Other 1435628
Brian M Reich Director of hedge fund research 1 Mar 2007 Other 4853429
Thomas Michael Balas Chief financial officer 1 Mar 2007 Other 2903336
Stefan Gunnar Magnusson Chief risk officer 1 Mar 2007 Other 2122995
L.P. Cantor Fitzgerald Asset Management Limited partner 1 Mar 2007 75% - 100% 20-8597597
Llc Cantor Fitzgerald Asset Management Holdings General partner 1 Mar 2007 Other 13-3680189
Ronald Frank Getto Managing director 1 Mar 2007 Other 1558084
Stephen M Merkel Executive managing director, general counsel and secretary 1 Oct 2007 Other 2366318
Thomas Angelo Battaglia Chief financial officer 1 May 2008 Other 2525612

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Howard William Lutnick Shareholder 1 Aug 1992 75% - 100% 1157026
Inc. Cf Group Management Managing general partner 1 Sep 1992 Other 13-3679422
L.P. Cantor Fitzgerald Sole member 1 Mar 2007 75% - 100% 13-3680189

Based in New York

The principal office where Cantor Advisors, L.P. performs its advisory services is located at 499 Park Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-294-7900 or by fax 212-294-7950. The normal business hours are 9:00 am to 5:30 pm on Monday - Friday.