Mendel Capital Management, Inc. (Little Rock)

Name: Mendel Capital Management, Inc.
Address: 18 Corporate Hill Drive, Suite 202, Little Rock, AR, 72205
Telephone: 501-225-1405

Mendel Capital Management, Inc. is a large advisory firm based in Little Rock. It manages $190.84 million of regulatory assets for 389 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Arkansas, Louisiana, and Texas.

Mendel Capital Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mendel Capital Management: assets under management

The assets under management (AUM) of Mendel Capital Management, Inc. is $190.84 million. The firm's AUM has grown by 494% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $187.73 million in discretionary accounts and $3.1 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $496.65 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $282.18 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 58% of the total AUM. The second-largest asset type is exchange traded securities, which make up 21% of the firm’s portfolio. Investments in cash and cash equivalents form 21% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Mendel Capital Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Allan B Mendel serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Allan B Mendel is high net worth individuals with 73 clients and $138.73 million of assets under management. Among the 11 most similar advisory firms, Mendel Capital Management has the 5th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $190.84 million for 181 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Mendel Capital Management doesn't advise any private funds.

Careers at Mendel Capital Management, Inc.

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Allan B Mendel	President/chief compliance officer	1 Jan 1990	75% - 100%	2004734
Allan B Mendel	Chairman & ceo	1 Oct 1998	75% - 100%	2004734

Based in Little Rock

The principal office where Mendel Capital Management, Inc. performs its advisory services is located at 18 Corporate Hill Drive, Suite 202, Little Rock, AR 72205, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 501-225-1405 or by fax 501-225-1650. The normal business hours are 10am to 3:30pm on Monday - Friday. You can find more information about the New York firm at mendelcapital.net/.