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Northern Trust Global Advisors Inc (Stamford)


Northern Trust Global Advisors Inc is a large advisory firm based in Stamford. It manages $11.05 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Connecticut.

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Northern Trust Global Advisors provides portfolio management for pooled investment vehicles and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Northern Trust Global Advisors: assets under management

The assets under management (AUM) of Northern Trust Global Advisors Inc is $11.05 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 305% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $11.05 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5.53 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Northern Trust Global Advisors Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Northern Trust Global Advisors Inc

Perry R Pero has been acting as President since 1 Oct 1995. Christopher Edward Vella has served as the Chief Investment Officer since 1 Oct 2011. Charles George Mueller joined the executive team most recently as the Director.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Northern Trust Corporation Owner 1 Oct 1995 75% - 100% 36-2723087
Perry R Pero Director 1 Oct 1995 Other 2161180
Jeffrey Hall Wessell Director 1 Oct 1995 Other 4365415
Northern Trust Company Owner 1 Oct 1995 75% - 100% 36-1561860
Stephen Bryan Timbers Director 1 Apr 1998 Other 732283
Michael Jonathan Gallimore Director, chairman & ceo 1 Sep 2000 Other 4365302
Orie Leslie Dudley Director 1 Dec 2000 Other 1655466
Stephen N Potter Director 1 Dec 2000 Other 2729902
Caryn Holly Silverman Svp, cfo, treas., ctrlr & corp. sec. 1 Jan 2001 Other 4365416
Margaret Mary Towle Evp and chief inv. officer 1 Jan 2001 Other 1558292
Caryn Holly Silverman Svp, cfo, treas. & ctrlr 1 Mar 2001 Other 4365416
William T Huffman Evp, coo, cco & corp. sec. 1 Mar 2001 Other 4367634
Margaret Mary Towle Evp and chief inv. officer 1 Mar 2001 Other 1558292
Peter Lewis Rossiter Director 1 Jul 2001 Other 4320535
Caryn Holly Silverman Svp, cfo, treas., ctrlr & corp. sec. 1 Oct 2002 Other 4365416
William T Huffman Dir., chmn, pres ceo & coo 1 Oct 2002 Other 4367634
Charles Anthony Christofilis Vp & cco 1 Oct 2002 Other 1518196
Frederick H. Waddell Director 1 Apr 2003 Other 4327233
Terence John Toth Director 1 Feb 2004 Other 4501033
Laura Ann Pace Secretary & cco 1 Oct 2004 Other 2973762
William Morrison Director 1 Feb 2005 Other 2704869
William Lind Morrison Director 1 Feb 2005 Other 4939788
Joseph Mcinerney Coo 1 Apr 2005 Other 5037147
Andrew C. Smith Cio 1 Sep 2005 Other 5037149
Andrew Sainty Campbell Smith Cio 1 Sep 2005 Other 5037149
Steve L Fradkin Director 1 Dec 2005 Other 1258916
J Duncan Horton Chief financial officer & treasurer 1 Jun 2007 Other 5364563
Alan W Robertson Chairman, ceo & president 1 Aug 2007 Other 1796634
Philip Dale Hausken Chief compliance officer 1 Aug 2007 Other 2542912
Susan Jean Hill Chief compliance officer 1 Dec 2007 Other 2231154
James Meigs Rauh Director 1 Feb 2008 Other 371488
Stephen Hearty Director 1 Feb 2008 Other 5505991
Jennifer L Driscoll Director 1 Feb 2008 Other 5506988
Stephen N Potter Director 1 May 2008 Other 2729902
Carl P. Beckman Chief financial officer & treasurer 1 Feb 2009 Other 4327185
Joseph Wallace Mcinerney Ceo & president 1 Feb 2010 Other 5037147
Alan W. Robertson Chairman 1 Feb 2010 Other 1796634
Beth Marie Provanzana Chief financial officer & treasurer 1 Feb 2010 Other 2368402
Charles George Mueller Director 1 Sep 2010 Other 4263683
Charles George Mueller Director 1 Jan 2011 Other 4263683
Patrick William Herrington Chief operating officer 1 Jan 2011 Other 5891592
Stephen Bowman Director 1 Jan 2011 Other 5506100
Christopher Edward Vella Chief investment officer 1 Oct 2011 Other 4507313

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Northern Trust Corporation Shareholder 1 Nov 2000 75% - 100% 36-2723087

Based in Stamford

The principal office where Northern Trust Global Advisors Inc performs its advisory services is located at 300 Atlantic Street, Stamford, CT 06901, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-977-7000 or by fax 203-356-9341. The normal business hours are 8:30am to 5:00pm est on Monday - Friday. You can find more information about the New York firm at northerntrust.com.


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