Bacap Advisory Partners, LLC (Charlotte)

Bacap Advisory Partners, LLC is a large advisory firm based in Charlotte. It manages $61.35 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of North Carolina.

Bacap Advisory Partners provides portfolio management for investment companies and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bacap Advisory Partners: assets under management

The assets under management (AUM) of Bacap Advisory Partners, LLC is $61.35 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 159% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $61.35 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $61.35 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Bacap Advisory Partners, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Bacap Advisory Partners, LLC

Hollis Keith Winn has been acting as President since 1 Nov 2003. Alpesh Rathod joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Edward David Bedard	Coo/treasurer	1 Mar 2002	Other	2269354
Robert Harry Gordon	Various to president	1 Mar 2002	Other	2141479
Arthur Anthony Fritz	Compliance officer	1 Mar 2002	Other	1077718
Llc Bacap Distributors	Managing member	1 Mar 2002	75% - 100%	46088
Peter David Taube	Treasurer	1 May 2002	Other	2307746
Mary Anne Mullin	Compliance officer	1 Aug 2002	Other	2162284
Richard Michael Demartini	Interim president	1 Oct 2003	Other	809586
Hollis Keith Winn	President	1 Nov 2003	Other	1003441
Jennifer Nye	Chief compliance officer	1 Aug 2004	Other	2219651
Alpesh Rathod	Chief compliance officer	1 Mar 2005	Other	4940438

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
N.A. Bank Of America	Shareholder	1 Aug 1995	75% - 100%	56-0927416
Nb Holdings Corporation	Shareholder	1 Aug 1995	75% - 100%	57-1857749
Bank Of America Corporation	Shareholder	1 Aug 1995	75% - 100%	56-0906609

Based in Charlotte

The principal office where Bacap Advisory Partners, LLC performs its advisory services is located at 101 South Tryon Street, Charlotte, NC 28255 The mailing address of the firm is 101 South Tryon Street, Charlotte, NC 28255. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 704-386-0495 or by fax 704-388-2187. The normal business hours are 8:30 a.m. - 5:00 p.m. on Monday - Friday.