Plexus Financial Services (Deer Park)

Plexus Financial Services is a related adviser based in Deer Park. It manages $32 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2010.

Plexus Financial Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Plexus Financial Services: assets under management

The assets under management (AUM) of Plexus Financial Services is $32 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Plexus Financial Services for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Plexus Financial Services

The Plexus Group Llc joined the executive team most recently as the Member / Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
The Plexus Group Llc	Member / manager	1 Jan 2010	75% - 100%	36-4116295
John William Vogel	Chief executive officer	1 Jan 2010	Other	xxx-xx-xxxx
Lawrence A. Tantilla	Chief compliance officer	1 Jan 2010	Other	xxx-xx-xxxx
Thad Jurczak	Chief financial officer	1 Jan 2010	Other	xxx-xx-xxxx

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Walter R. Fawcett Iii	Manager	1 Jan 2001	25% - 50%	xxx-xx-xxxx
Inc. Plexus Holdings	Member	1 Jan 2010	50% - 75%	36-3689196

Based in Deer Park

The principal office where Plexus Financial Services performs its advisory services is located at 21805 Field Parkway, Deer Park, IL 60010, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 847-307-6100 or by fax 847-307-6199. The normal business hours are 8 am - 5 pm on Monday - Friday.