Ubs Painewebber Inc. (New York)

Name: Ubs Painewebber Inc.
Address: 1285 Avenue Of The Americas, New York, NY, 10019
Telephone: 212-713-2000

Ubs Painewebber Inc. is a large advisory firm based in New York. It manages $73.6 billion of regulatory assets for 200,318 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arkansas, and 42 other states.

Ubs Painewebber provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and publication of newsletters. It prepares financial plans for approximately 26,000 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ubs Painewebber: assets under management

The assets under management (AUM) of Ubs Painewebber Inc. is $73.6 billion. The firm's AUM has gone down by -2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $54.26 billion in discretionary accounts and $19.35 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $693.43 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $158.48 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ubs Painewebber Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, commissions, and performance-based fees. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ubs Painewebber Inc.

Robert Hillel Silver has been acting as President since 1 Feb 1990. Luzius Martin Cameron joined the executive team most recently as the Director, Executive Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Hillel Silver	Director	1 Feb 1990	Other	2053021
Regina Ann Dolan	Director	1 Feb 1994	Other	2294801
Mark Bryan Sutton	Director	1 Dec 1994	Other	857441
Herbert F Janick	General counsel	1 Jun 1995	Other	2657544
Herbert F Iii Janick	General counsel, executive vice president	1 Jun 1995	Other	2657544
Eugene Allen Meyer	Cco	1 Oct 1996	Other	2819236
Diane Frimmel	Coo	1 May 1997	Other	2053020
Arthur James Huff	Crop	1 Oct 1997	Other	868641
James Patrick Kehoe	Srop	1 Oct 1997	Other	266222
Geraldine L Banyai	Corporate secretary	1 Mar 1999	Other	2369769
Jerome Fadden	Cfo	1 Feb 2000	Other	1283304
Ubs Americas Inc.	Owner	1 Nov 2000	75% - 100%	06-1595848
Donald Baird Marron	Director and chairman	1 Jan 2001	Other	320532
Joseph John Jr Grano	Director, president and chief executive officer	1 Jan 2001	Other	227433
Edward Charles Lynn	Srop	1 Apr 2001	Other	1215582
Joseph John Jr Grano	Director, chairman, president and ceo	1 Jun 2001	Other	227433
Robert Joseph Chersi	Cfo, executive vice president	1 Jul 2001	Other	2463840
John Peter Costas	Director	1 Nov 2001	Other	1011062
Larry Dexter Radford	Southwestern regional director	1 Jan 2002	Other	1305448
Joseph John Jr Grano	Director, chairman, and ceo	1 Apr 2002	Other	227433
Mark Bryan Sutton	Director, president	1 Apr 2002	Other	857441
Tracy Ellen Calder	Director of compliance	1 Jul 2002	Other	2611255
Luzius Martin Cameron	Director, executive vice president	1 Dec 2002	Other	4556076

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Ubs Ag	Indirect owner	1 Nov 2001	75% - 100%

Based in New York

The principal office where Ubs Painewebber Inc. performs its advisory services is located at 1285 Avenue Of The Americas, New York, NY 10019 The mailing address of the firm is 1200 Harbor Blvd., 10 Th Floor, Weehawken, NJ 07086. An additional office of the firm is in Bakerfield, CA. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-713-2000. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.painewebberedge.com.