Duet Usa Asset Management LLC (New York)

Name: Duet Usa Asset Management LLC
Address: 444 Madison Avenue, New York, NY, 10022
Telephone: 646 747 2427

Duet Usa Asset Management LLC is a mid-sized advisory firm based in New York. It manages $26 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of New York.

Duet Usa Asset Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as marketing of group offshore funds to ais/qeps.

Duet Usa Asset Management: assets under management

The assets under management (AUM) of Duet Usa Asset Management LLC is $26 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $26 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $26 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Duet Usa Asset Management LLC for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Duet Usa Asset Management serves?

The only and largest group of clients of Duet Usa Asset Management is pooled investment vehicles with 1 clients and $26 million of assets under management. Among the 4 most similar advisory firms, Duet Usa Asset Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $26 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Duet Usa Asset Management also advises several private funds.

Careers at Duet Usa Asset Management LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Paul Gary Reynolds joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Duet Group Limited	Member	1 Oct 2009	75% - 100%	98-0639821
Duet Group Limited	Holding company	1 Dec 2009	75% - 100%	98-0639821
Henry Isak Gabay	Chief executive officer	1 Feb 2010	75% - 100%	2359644
Duet Holding Sa	Member	1 Sep 2010	Other	n/a
Amit Navinchandra Haria	Chief financial officer	1 Feb 2014	Other	6632180
Simon Goodman	Chief operating officer	1 Feb 2014	Other	6314100
Amit Haria	Chief financial officer	1 Feb 2014	Other	6632180
Simon Daniel Goodman	Chief operating officer	1 Feb 2014	Other	6314100
Andrew Stewart Case	General counsel and chief compliance officer	1 Dec 2015	Other	6595834
Andrew Case	General counsel and chief compliance officer	1 Dec 2015	Other	6595834
Paul Gary Reynolds	Chief operating officer	1 Jul 2017	Other	5700492

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Duet Smyrna Limited	Equity owner	1 Feb 2010	75% - 100%	1559619

Based in New York

The principal office where Duet Usa Asset Management LLC performs its advisory services is located at 444 Madison Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646 747 2427. The normal business hours are 8 am to 6 pm on Monday - Friday. You can find more information about the New York firm at duetgroup.net.