Pfc Capital Group Inc (Los Angeles)

Name: Pfc Capital Group Inc
Address: 1901 Avenue Of The Stars, Los Angeles, CA, 90067 6002
Telephone: 310-556-2055

Pfc Capital Group Inc is a large advisory firm based in Los Angeles. It manages $161.74 million of regulatory assets for 597 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Pfc Capital Group provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Pfc Capital Group: assets under management

The assets under management (AUM) of Pfc Capital Group Inc is $161.74 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 76% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $161.74 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $270.93 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pfc Capital Group Inc for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Stephen E. Scherer serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Stephen E. Scherer is individuals with 594 clients and $150.7 million of assets under management. Among the 7 most similar advisory firms, Pfc Capital Group has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $161.74 million for 597 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Pfc Capital Group doesn't advise any private funds.

Careers at Pfc Capital Group Inc

The company employs 6 people that are either part- or full-time employees. 17 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Stephen E. Scherer has been acting as President since 1 Sep 1981. Belinda C. Mojica joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stephen E. Scherer	President	1 Sep 1981	75% - 100%	4390218
Inc. Raben	Parent company	1 Sep 1981	75% - 100%	95-3646283
Christopher T. Bradford	Vice-president	1 Aug 1987	Other	4390231
Belinda C. Mojica	Chief compliance officer	1 Oct 2004	Other	5030331

Based in Los Angeles

The principal office where Pfc Capital Group Inc performs its advisory services is located at 1901 Avenue Of The Stars, Los Angeles, CA 90067 6002, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-556-2055 or by fax 310-286-2324. The normal business hours are 8:00 a.m. to 6:00 p.m. on Monday - Friday. You can find more information about the New York firm at privatefinancialcounseling.com.