The Marshall Financial Group, Inc (Doylestown)

Name: The Marshall Financial Group, Inc
Address: 33 West Court Street, Doylestown, PA, 18901
Telephone: (215) 348-9393

The Marshall Financial Group, Inc is a large advisory firm based in Doylestown. It manages $582.5 million of regulatory assets for 1,476 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of California, Connecticut, Delaware, and 10 other states.

The Marshall Financial Group provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

The Marshall Financial Group: assets under management

The assets under management (AUM) of The Marshall Financial Group, Inc is $582.5 million. The firm's AUM has grown by 165% since the beginning of its operation, and $967.98 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $573.53 million in discretionary accounts and $8.97 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $394.45 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $407.78 thousand.

The Marshall Financial Group has custody of $376.32 million in cash and securities for 361 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 88% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 7% of the firm’s portfolio. Investments in state and local bonds form 3% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Marshall Financial Group, Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients William Lawrence Marshall serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of William Lawrence Marshall is high net worth individuals with 180 clients and $468.02 million of assets under management. Among the 7 most similar advisory firms, The Marshall Financial Group has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $582.5 million for 514 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

The Marshall Financial Group doesn't advise any private funds.

Careers at The Marshall Financial Group, Inc

The company employs 17 people that are either part- or full-time employees. 59 percent of the employees work as investment advisers or researchers. 10 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

William Lawrence Marshall has been acting as President since 1 Apr 2011. Adam Joseph Reinert joined the executive team most recently as the Chief Operations Officer / Chief Investment Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Wm. L. Marshall Companies	Owner	1 May 1981	75% - 100%	23-2137935
Jeanne Ann Robinson	Vice president/secretary	1 Jul 1993	Other	1576679
William Lawrence Marshall	Trustee of william l. marshall trust u/d of edward r. marshall	1 Nov 1995	75% - 100%	320873
Brian Robert Price	Trustee	1 Oct 1996	Other	6701131
Daniel David Cairns	Chief financial officer	1 Sep 2002	Other	2672424
Donald Robert Scholz	Vice president / chief investment officer	1 Jul 2005	Other	1400922
Kenny Brian Bauer	Vice president	1 Jul 2005	Other	2861423
Russell Stuart Weiss	Vice president	1 Jul 2008	Other	4366936
William Lawrence Marshall	Director	1 Apr 2011	Other	320873
Jeanne Ann Robinson	Ceo / president / chief operating officer / chief compliance officer	1 Apr 2011	Other	1576679
David Arden Emery	Vice president	1 Aug 2011	Other	4587012
The Edward R. Marshall Trust Fbo William L. Marshall	Owner	1 Jul 2016	Other	25-6639345
William L. Marshall Trust U/D Of William L. Marshall	Shareholder	1 Jul 2016	75% - 100%	xxx-xx-xxxx
William L. Marshall Trust U/D Of Edward R. Marshall	Shareholder	1 Jul 2016	Other	25-6639345
Paula Cooper Nangle	President and director	1 Oct 2016	Other	5269724
John Michael Maier	Trustee of the marshall financial group employee stock ownership trust	1 Sep 2017	75% - 100%	2641627
Inc. Employee Stock Ownership Trust The Marshall Financial Group	Shareholder	1 Oct 2017	75% - 100%	82-2843561
Martin Floyd Kurtz	Director	1 Jul 2018	Other	1365246
Adam Joseph Reinert	Chief operations officer / chief investment officer	1 Jan 2019	Other	5351183
Russell Stewart Weiss	Chief planning officer	1 Jan 2019	Other	4366936

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
William Lawrence Marshall	Trustee	1 Feb 1980	75% - 100%	320873
William Lawrence Marshall	Director	1 May 1981	75% - 100%	320873
William L. Marshall Living Trust	Owner	1 Jul 2016	75% - 100%	xxx-xx-xxxx

Based in Doylestown

The principal office where The Marshall Financial Group, Inc performs its advisory services is located at 33 West Court Street, Doylestown, PA 18901, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (215) 348-9393 or by fax (215) 348-7971. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at marshallfinancial.com and its LinkedIn profile.