Midfirst Bank (Oklahoma City)

Name: Midfirst Bank
Address: 501 Nw Grand Blvd., Oklahoma City, OK, 73118 6054
Telephone: 405-767-7000

Midfirst Bank is a large advisory firm based in Oklahoma City. It manages $69.57 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Arizona, New York, and Oklahoma.

Midfirst Bank provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Midfirst Bank: assets under management

The assets under management (AUM) of Midfirst Bank is $69.57 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $69.57 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $23.19 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Midfirst Bank for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Midfirst Bank

George Jeffrey Records has been acting as President since 1 Oct 1981. Edward Lowell Plotkin joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
George Jeffrey Records	Director	1 Oct 1981	50% - 75%	2012080
Midland Financial Co.	Shareholder	1 Oct 1981	75% - 100%	83-1137646
Ellis Trent Gravette	Director	1 Jan 1989	Other	5041711
Richard Jerome Rogalski	Director	1 Feb 1992	Other	1741637
Robert Fred Dilg	Director	1 Nov 1995	Other	2012168
Todd A Dobson	Executive vice president, chief financial officer	1 Nov 1995	Other	5042421
David Dupree Morgan	General counsel and chief compliance officer	1 Mar 1996	Other	5038733
Lawrence Randall Peck	Senior vice president, midfirst bank, president scottsdale private bank, a division of midfirst bank	1 Sep 1996	Other	5037995
Lewis Wayne Beckett	Vice president	1 Mar 2002	Other	4063399
Anat Bird	Director	1 Jan 2004	Other	5038710
Edward Lowell Plotkin	Vice president	1 Sep 2005	Other	2349260

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
George Jeffrey Records	Shareholder, trustee class a, director	1 Dec 1981	50% - 75%	2012080
Ellen Records Morgan	Shareholder trustee class a	1 Jan 1990	50% - 75%	5037991
Jr. 2003 Family Trust (Gjr) G. Jeffrey Records Jr. And Ellen Records Morgan Trustees G. Jeffrey Records	Shareholder class a	1 Dec 2003	25% - 50%	20-6304175
Jr. 2003 Family Trust (Njr) G. Jeffrey Records Jr. And Ellen Records Morgan Trustees G. Jeffrey Records	Shareholder class a	1 Dec 2003	25% - 50%	20-6304168

Based in Oklahoma City

The principal office where Midfirst Bank performs its advisory services is located at 501 Nw Grand Blvd., Oklahoma City, OK 73118 6054, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 405-767-7000 or by fax 405-843-6821. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.midfirst.com.