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Hafer, David Gene (Reading)


Hafer, David Gene is a large advisory firm based in Reading. It manages $70 million of regulatory assets for 105 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Pennsylvania.




Hafer, David Gene provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hafer, David Gene: assets under management

The assets under management (AUM) of Hafer, David Gene is $70 million. The firm's AUM has grown by 87% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $40 million in discretionary accounts and $30 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $470.59 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.5 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hafer, David Gene for their services and products based on a percentage of assets under management, hourly charges, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Reading

The principal office where Hafer, David Gene performs its advisory services is located at 3601 Perkiomen Avenue, Reading, PA 19606, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610-370-2601 or by fax 610-370-2603. The normal business hours are 8:00 a.m - 5:00p.m. on Monday - Friday.


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