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Keating Investments, LLC (Greenwood Village)


Keating Investments, LLC is an investment adviser to a business development company based in Greenwood Village. It manages $73.19 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Colorado.

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Keating Investments provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Keating Investments: assets under management

The assets under management (AUM) of Keating Investments, LLC is $73.19 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 83% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $73.19 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $73.19 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Keating Investments, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Nicholas Sloan Schorsch Managing member 1 Aug 2007 50% - 75% 5475068
William Monroe Kahane Managing member 1 Aug 2007 Other 1367933
Llc Ar Capital Managing member 1 Dec 2009 75% - 100% 71-1036971

Based in Greenwood Village

The principal office where Keating Investments, LLC performs its advisory services is located at 5251 Dtc Parkway, Greenwood Village, CO 80111 2739, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 720-489-4915 or by fax 720-496-4241. The normal business hours are 8:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at keatinginvestments.com.


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