Tompkins Wealth Management Inc. (Pittsford)

Name: Tompkins Wealth Management Inc.
Address: 179 Sully's Trail, Pittsford, NY, 14534 4599
Telephone: 585.248.0050

Tompkins Wealth Management Inc. is a large advisory firm based in Pittsford. It manages $632.79 million of regulatory assets for 1,381 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Arizona, California, Connecticut, and 11 other states.

Tompkins Wealth Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Tompkins Wealth Management: assets under management

The assets under management (AUM) of Tompkins Wealth Management Inc. is $632.79 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $632.79 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $458.21 thousand each.

Tompkins Wealth Management has custody of $8.45 million in cash and securities for 18 clients in total and its related person acts as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tompkins Wealth Management Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Tompkins Wealth Management Inc.

James Walter Fulmer has been acting as President since 1 May 2011. Stephen Michael Angelis joined the executive team most recently as the President Tompkins Financial Advisors / Tfa Management Inc..

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. F/K/A Am&M Financial Services Inc. Tfa Managment	Parent company	1 Jun 1988	75% - 100%	16-1327387
Inc. F/K/A Am&M Financial Services Inc. Tfa Managment	Parent company	1 Jun 1988	75% - 100%	16-1327387
Stephen S. Romaine	Director	1 Jan 2007	Other	5277637
Christine Anne Warner	Chief compliance officer	1 Apr 2010	Other	4001584
Scott Pronti	Vp human resources	1 Jan 2011	Other	6050160
Michelle Benedict Jones	Managing director central new york	1 Jan 2011	Other	6050166
Tiffany Claudine Otoole	Managing director hudson valley	1 Feb 2011	Other	2414654
James Walter Fulmer	Director	1 May 2011	Other	5096288
Gregory John Hartz	Ceo and chairman of the board	1 May 2011	Other	2770374
Daniel James Fessenden	Director	1 May 2011	Other	5974356
Carl E Haynes	Director	1 May 2011	Other	5974409
Gerald Joseph Klein	Director	1 May 2011	Other	733994
Laurie Ann Haelen	Managing director western new york	1 Sep 2011	Other	2312342
Bruce Warren Berkman	Chief investment strategist	1 Apr 2012	Other	721113
Robert William Muti	Managing director pennsylvania	1 May 2013	Other	3078932
Scott L Gruber	Director	1 Aug 2013	Other	6246371
Stephen Michael Angelis	President tompkins financial advisors / tfa management inc.	1 Feb 2014	Other	1465037

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Tompkins Financial Corporation	Parent company of tfa management inc.	1 Jan 2006	75% - 100%	16-1482357

Based in Pittsford

The principal office where Tompkins Wealth Management Inc. performs its advisory services is located at 179 Sully's Trail, Pittsford, NY 14534 4599, which is also the mailing address of the firm. An additional office of the firm is in White Plains, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 585.248.0050 or by fax 585.248.0238. The normal business hours are 8:00-5:00 on Monday - Friday. You can find more information about the New York firm at www.tompkinsfinancialadvisors.com.