Chase Investment Services Corp. (Chicago)

Chase Investment Services Corp. is a large advisory firm based in Chicago. It manages $29.85 billion of regulatory assets for 182,239 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Chase Investment Services Corp provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as sell insurance investment products.

Chase Investment Services Corp: assets under management

The assets under management (AUM) of Chase Investment Services Corp. is $29.85 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 158% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $29.85 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $163.81 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Chase Investment Services Corp. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Chase Investment Services Corp.

Michael David Berkowitz has been acting as President since 1 Sep 1998. Daniel Robert Deegan joined the executive team most recently as the Executive Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
The Chase Manhattan Bank	Direct parent	1 Oct 1994	75% - 100%	13-4994650
Gary Thomas Johnson	Chief compliance officer, srop, crop	1 Sep 1996	Other	1088136
John Michael Leadam	Chief operations officer	1 Sep 1996	Other	1960968
Michael David Berkowitz	Director	1 Sep 1998	Other	xxx-xx-xxxx
William Henry Hoefling	Director	1 Sep 1998	Other	xxx-xx-xxxx
Gail A Schneider	Director	1 Feb 1999	Other	xxx-xx-xxxx
Kathleen Mary Rooney	President & director	1 Dec 1999	Other	3276576
Leonard Joseph Proscia	Chief financial officer/financial operations principal	1 Jun 2000	Other	4147392
Charles Harry Upton	Chief operating officer, vp, msp	1 Oct 2000	Other	451799
Leonard Joseph Proscia	Chief financial officer/financial operations principal & director ncipal	1 Jan 2001	Other	4147392
Harry F. Di Simone	Director	1 Jan 2001	Other	xxx-xx-xxxx
Joseph M. Scharfenberger Sr.	Director	1 Jan 2001	Other	xxx-xx-xxxx
Harry F Disimone	Director	1 Jan 2001	Other	4551356
Joseph M Sr. Scharfenberger	Director	1 Jan 2001	Other	4552658
Jpmorgan Chase Bank	Direct parent	1 Nov 2001	75% - 100%	13-4994650
Barbara Goodstein	Director	1 Jan 2002	Other	xxx-xx-xxxx
J.P. Morgan Chase & Co.	Direct owner	1 Nov 2002	75% - 100%	13-2624428
Gary Thomas Johnson	Director, chief compliance officer, srop, crop	1 Jan 2003	Other	1088136
Charles Harry Upton	President, director, vp, msp	1 Jan 2003	Other	451799
Kathleen Mary Rooney	Director	1 Jan 2003	Other	3276576
John Michael Leadam	Director, chief operations officer	1 Jan 2003	Other	1960968
Peter Michael Wall	Director	1 Jan 2003	Other	2182101
Andrew David Ireland	Director	1 Jan 2003	Other	1803463
Edward Paul O'connor	Director	1 Jan 2003	Other	3060622
Charles Harry Upton	President, director, chief operating officer, vp, msp	1 Mar 2003	Other	451799
John Michael Leadam	Director, director of operations	1 Mar 2003	Other	1960968
Ellen P Glaessner	Assistant secretary	1 Apr 2003	Other	4664402
Marianne Gennari	Assistant secretary	1 Apr 2003	Other	1466202
Timothy Hugh Samson	Assistant secretary	1 Apr 2003	Other	4603479
James C. P. Berry	Secretary	1 Apr 2003	Other	4361911
Jo Anne Lovell	Director	1 Jul 2003	Other	xxx-xx-xxxx
Charles William Morten	Director	1 Jul 2003	Other	1040933
Iiman Ahmed Pappas	Director	1 Jul 2003	Other	xxx-xx-xxxx
Gary Thomas Johnson	Srop, crop	1 Aug 2003	Other	1088136
Frank Robert Jr Genna	Chief compliance officer	1 Aug 2003	Other	1901027
William Edward Casey	Chief financial officer	1 Sep 2003	Other	1863096
Peter Michael Wall	Asst. head of product management and development & director	1 Apr 2004	Other	2182101
Andrew David Ireland	Head of sales & director	1 Apr 2004	Other	1803463
Edward Paul O'connor	Head of product management and development &director	1 Apr 2004	Other	3060622
Charles William Morten	President, srop	1 Apr 2004	Other	1040933
William Edward Casey	Chief financial officer, director	1 Apr 2004	Other	1863096
Jeffrey James Fahs	Chief compliance officer, crop	1 Apr 2004	Other	2210750
Charles Harry Upton	Director	1 Apr 2004	Other	451799
Charles William Morten	Director, president, srop	1 May 2004	Other	1040933
Jpmorgan Chase & Co.	Direct owner	1 Jul 2004	75% - 100%	13-2624428
Jeffrey James Fahs	Crop	1 Oct 2004	Other	2210750
Alan Kent Jr Halfenger	Chief compliance officer, crop	1 Oct 2004	Other	1715234
William Robert Felker	President & ceo	1 Jan 2005	Other	2354456
Teresa Lynn Warta	Treasurer & cfo	1 Jan 2005	Other	2055433
Charles William Scharf	Executive vice president, director	1 Mar 2005	Other	2123345
Michael John Reed	Executive vice president, director	1 Mar 2005	Other	1553478
David Edwin Donovan	Executive vice president, director	1 Mar 2005	Other	1081912
John Stephen Maclellan	Senior vice president, director	1 Mar 2005	Other	1050214
Kevin Lee Martin	Executive vice president	1 Mar 2005	Other	2742022
James Huber Davis	Chief operations officer	1 Mar 2005	Other	4166100
James Joseph Lukas	Chief information officer	1 Mar 2005	Other	4096467
Jeffrey L Davis	Assistant secretary	1 Mar 2005	Other	xxx-xx-xxxx
Bradford Michael Markham	Assistant secretary	1 Mar 2005	Other	xxx-xx-xxxx
Ellen Fowler Anderson	Assistant secretary	1 Mar 2005	Other	1819869
Banc One Securities Corporation	Direct owner	1 Jul 2005	75% - 100%	16999
John Mcdevitt Kramer	Chief compliance officer	1 Sep 2005	Other	2350116
Banc One Capital Holdings Llc	Direct owner	1 Jul 2006	75% - 100%	20-5152576
Michael J Cleary	Director	1 Jul 2006	Other	5209207
Maryann Bridget Lamendola	Chief compliance officer	1 Aug 2006	Other	1053412
Deanna Michelle Bannister	President & ceo	1 Dec 2006	Other	2685815
Deanna Michelle Bannister Walker	President & ceo, director	1 Dec 2006	Other	2685815
Daniel Robert Deegan	Executive vice president	1 Mar 2007	Other	1143339
Corrine M. Burger	Cfo	1 Sep 2007	Other	4280279
Mahesh Chatta Aditya	Board member	1 Jul 2008	Other	5586574
Alan James Chabot	Board member	1 Jul 2008	Other	2617874
J. Christopher Henry	Board member	1 Jul 2008	Other	5591455
Alan James Chabot	Board member, president & ceo	1 Nov 2008	Other	2617874
Kevin Lee Martin	Cfo	1 Nov 2008	Other	2742022
John P Quinn	Executive vice president	1 Dec 2008	Other	5631540
James Scott Gerritsen	Executive vice president	1 Dec 2008	Other	1590342
Jamie Matthew Reed	Executive vice president	1 Dec 2008	Other	2797383
Joseph Briel Skarda	Executive vice president	1 Dec 2008	Other	4288186
Laura Ann Pantaleo	Executive vice president	1 Dec 2008	Other	1501065
Robert V Garrett	Executive vice president	1 Dec 2008	Other	2621132
Douglas Lee Hodge	Board of directors	1 Apr 2009	Other	5664777
Scott Harlan Maw	Board member	1 Apr 2009	Other	5117567
Douglas Frederick Wilburn	Chief compliance officer	1 May 2009	Other	1407686
Beth Wilson Julian	Executive vice president	1 May 2009	Other	1071047
Anne Louise Gray	Senior vice president	1 Jul 2009	Other	1779722
John Samenuk	Board member	1 Jan 2010	Other	5761935
David Cheim Cohen	Board member	1 Feb 2010	Other	2365936
Sol Gindi	Board member	1 Nov 2010	Other	4903526
Gregg Adam Kleinbaum	Executive vice president	1 Dec 2010	Other	2555215
Philip Howard Jr. Haigis	Executive vice president	1 May 2011	Other	4340276
Mahesh Chatta Aditya	Board member	1 May 2011	Other	5586574
Kevin Lee Martin	Executive vice president	1 Jun 2011	Other	2742022
Sol Gindi	Cfo	1 Jun 2011	Other	4903526
Eric David Tepper	Executive vice president	1 Mar 2012	Other	2242377
Jeffrey Willis Durkee	Executive vice president	1 Mar 2012	Other	1009266
Daniel Robert Deegan	Executive vice president	1 Jun 2012	Other	1143339

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
J.P. Morgan Chase & Co.	Indirect parent	1 Jan 2001	75% - 100%	13-2624428
J.P. Morgan Chase & Co.	Indirect parent	1 Nov 2001	75% - 100%	13-2624428
Banc One Capital Holding Company	Holding company	1 Jul 2005	75% - 100%	31-0738296
Jpmorgan Chase & Co	Indirect parent	1 Jul 2005	75% - 100%	13-2624428
Jpmorgan Chase & Co	Indirect parent	1 Jul 2006	75% - 100%	13-2624428

Based in Chicago

The principal office where Chase Investment Services Corp. performs its advisory services is located at 300 South Riverside Plaza, Chicago, IL 60606 2003 The mailing address of the firm is 1111 Polaris Parkway, Columbus, OH 43240. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-732-7348 or by fax 312-732-9753. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday.