Rdg Capital Management LLC (Houston)

Rdg Capital Management LLC is a large advisory firm based in Houston. It manages $401.32 million of regulatory assets for 292 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of Texas.

Rdg Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rdg Capital Management: assets under management

The assets under management (AUM) of Rdg Capital Management LLC is $401.32 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 343% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $401.32 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.37 million each.

Rdg Capital Management has custody of $220.67 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Rdg Capital Management LLC for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rdg Capital Management LLC

John Coleman Dawson has been acting as President since 1 Jun 2010. Frank Theodore Gardner joined the executive team most recently as the Portfolio Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Coleman Dawson	President	1 Jun 2010	25% - 50%	2099737
Gregory Allen Reid	Chief executive officer	1 Jun 2010	75% - 100%	2176683
William Walter Cathriner	Chief compliance officer	1 Dec 2010	Other	1686950
Frank Theodore Gardner	Portfolio manager	1 Mar 2011	Other	2947950
John Coleman Dawson	Chief compliance officer and president	1 Jan 2015	25% - 50%	2099737

Based in Houston

The principal office where Rdg Capital Management LLC performs its advisory services is located at 4265 San Felipe, Houston, TX 77027, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.