Matarin Capital Management LLC (New York)

Name: Matarin Capital Management LLC
Address: 420 Lexington Avenue, New York, NY, 10170
Telephone: 646-604-7640

Matarin Capital Management LLC is a large advisory firm based in New York. It manages $1.27 billion of regulatory assets for 33 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Illinois, Maryland, New Jersey, and New York.

Matarin Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Matarin Capital Management: assets under management

The assets under management (AUM) of Matarin Capital Management LLC is $1.27 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1059% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.27 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $38.49 million each.

Investments

The firm invests in exchange traded securities the most. They account for 99% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Matarin Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Matarin Capital Management serves?

The firm provides services to pension and profit sharing plans and state or municipal government entities. The largest group of clients of Matarin Capital Management is state or municipal government entities with 22 clients and $1.03 billion of assets under management. Among the 9 most similar advisory firms, Matarin Capital Management has the highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $1.16 billion for 26 clients. None of the firm’s clients are foreign persons or businesses.

Matarin Capital Management doesn't advise any private funds.

Careers at Matarin Capital Management LLC

The company employs 8 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Valerie F Malter	Managing principal	1 Jul 2010	25% - 50%	2192438
Nilizandr E.M. Gilbert	Principal	1 Jul 2010	25% - 50%	2914629
Stuart P Kaye	Principal	1 Jul 2010	25% - 50%	2673801
Ralph M Coutant	Principal	1 Jan 2012	Other	6001362
Marta Z Cotton	Principal	1 Jan 2012	Other	1494766
Marta Z Cotton	Principal	1 Oct 2012	Other	1494766
Lawrence Y Vincent	Chief compliance officer	1 Oct 2013	Other	6277626
Medina Katura Jett	Chief compliance officer	1 Apr 2014	Other	4790252
Rachel Beth Gerwin	Chief compliance officer	1 Sep 2017	Other	5183313
Cheryl Fustinoni	Chief compliance officer	1 Apr 2018	Other	6945322
Melanie Hope Mendoza	Chief compliance officer	1 Sep 2018	Other	1229837

Based in New York

The principal office where Matarin Capital Management LLC performs its advisory services is located at 420 Lexington Avenue, New York, NY 10170, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-604-7640 or by fax 866-368-8712. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at matarin.com.