Mariner Wealth Advisors Nyc, LLC (Overland Park)

Name: Mariner Wealth Advisors Nyc, LLC
Address: 5700 W. 112 Street, Overland Park, KS, 66211
Telephone: 9139045700

Mariner Wealth Advisors Nyc, LLC is a large advisory firm based in Overland Park. It manages $724.12 million of regulatory assets for 1,125 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of California, Connecticut, District of Columbia, and 14 other states.

Mariner Wealth Advisors Nyc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and consulting and tax preparation. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Mariner Wealth Advisors Nyc: assets under management

The assets under management (AUM) of Mariner Wealth Advisors Nyc, LLC is $724.12 million. The firm's AUM has grown by 7% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $689.5 million in discretionary accounts and $34.62 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $725.79 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $197.82 thousand.

Mariner Wealth Advisors Nyc has custody of $3.79 million in cash and securities for 17 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mariner Wealth Advisors Nyc, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mariner Wealth Advisors Nyc, LLC

Mark Andrew Caplinger has served as the Chief Investment Officer since 1 Dec 2016. Karen Leigh Sandnes joined the executive team most recently as the Vice President Of Operations.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Cheryl Renee Vohland	Chief compliance officer	1 Nov 2013	Other	4906804
Llc Mariner Wealth Advisors	Managing member	1 Nov 2013	50% - 75%	140195
Richard Alan Rosenberg	Managing partner	1 Nov 2013	Other	4619434
Rosario Joseph Ruffino	Managing partner	1 Nov 2013	Other	4355715
Justin Blake Mccarthy	Partner	1 Nov 2013	Other	5225789
Llc Rrm Advisory Holdings	Member	1 Nov 2013	25% - 50%	11-3667239
Cheryl Renee Bicknell	Chief compliance officer	1 Nov 2013	Other	4906804
Karen Leigh Sandnes	Vice president of operations	1 Jan 2016	Other	4883814
Mark Andrew Caplinger	Chief investment officer	1 Dec 2016	Other	5954000

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Richard Alan Rosenberg	Managing member	1 Jan 1994	25% - 50%	4619434
Rosario Joseph Ruffino	Managing member	1 Jan 1994	25% - 50%	4355715
Martin Christopher Bicknell	Elected manager	1 Jul 2007	Other	2007121
Llc Bicknell Family Holding Company	Member	1 Apr 2008	75% - 100%	26-0534255
Llc Mariner Holdings	Managing member	1 Sep 2008	75% - 100%	26-2766689
Llc Bicknell Family Holding Company	Manager	1 Feb 2015	75% - 100%	26-0534255

Based in Overland Park

The principal office where Mariner Wealth Advisors Nyc, LLC performs its advisory services is located at 5700 W. 112 Street, Overland Park, KS 66211, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 9139045700 or by fax 9139045701. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at marinerwealthadvisors.com.