Metroplitan West Capital Management LLC (Newport Beach)

Name: Metroplitan West Capital Management LLC
Address: 610 Newport Center Dr Ste 1000, Newport Beach, CA, 92660
Telephone: 949-718-9701

Metroplitan West Capital Management LLC is a large advisory firm based in Newport Beach. It manages $2.15 billion of regulatory assets for 902 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Colorado, and 22 other states.

Metroplitan West Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Metroplitan West Capital Management: assets under management

The assets under management (AUM) of Metroplitan West Capital Management LLC is $2.15 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 26% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.15 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.38 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Metroplitan West Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Metroplitan West Capital Management LLC

Richard Scott Hollander has been acting as President since 1 Oct 1999. Llc Metropolitan West Financial joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gary Wayne Lisenbee	President;portfolio manager; member	1 Oct 1999	Other	1028756
Howard Roy Gleicher	Ceo;cio;member	1 Oct 1999	Other	2123433
Steven Mark Borowski	Managing director;member	1 Oct 1999	Other	1233785
Richard Scott Hollander	Director	1 Oct 1999	Other	724511
Thomas William Hayes	Director	1 Oct 1999	Other	2389781
Llc Metropolitan West Financial	Member	1 Jan 2000	50% - 75%	95-4778654
Llc Metropolitan West Financial	Member	1 Jan 2002	25% - 50%	95-4888043

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Richard Scott Hollander	Ceo	1 Jan 2001	50% - 75%	724511
Llc Mw Holdings	Interest owner	1 Jan 2002	75% - 100%	95-4778654

Based in Newport Beach

The principal office where Metroplitan West Capital Management LLC performs its advisory services is located at 610 Newport Center Dr Ste 1000, Newport Beach, CA 92660, which is also the mailing address of the firm. An additional office of the firm is in Dallas, TX. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 949-718-9701 or by fax 949-718-9122. The normal business hours are 6:30am - 4:00pm on Monday - Friday. You can find more information about the New York firm at www.mwcm.com.