Nationwide Sa Capital Trust (King Of Prussia)

Name: Nationwide Sa Capital Trust
Address: 1000 Continental Drive, King Of Prussia, PA, 19406
Telephone: 610-230-2800

Nationwide Sa Capital Trust is a large advisory firm based in King Of Prussia. It manages $76.87 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2007.

Nationwide Sa Capital Trust provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nationwide Sa Capital Trust: assets under management

The assets under management (AUM) of Nationwide Sa Capital Trust is $76.87 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -95% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $76.87 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $12.81 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Nationwide Sa Capital Trust for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nationwide Sa Capital Trust

John Henry Grady has been acting as President since 1 Dec 2006. Lynnett Kay Berger joined the executive team most recently as the Senior Vice President & Chief Investment Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Nwd Investment Management	Corporate parent	1 Feb 1999	75% - 100%	31-1636299
Wilmington Trust	Sole trustee	1 Feb 1999	Other	00-0000000
Gerald James Holland	Senior vice president	1 Jul 2000	Other	1099918
Eric Edward Miller	Senior vice president, general counsel and assistant secretary	1 Aug 2002	Other	2072660
Jerry T Nichols	Senior vice president-head fixed income	1 Aug 2004	Other	1927264
Gerald Nichols	Senior vice president - head of fixed income	1 Aug 2004	Other	1927264
Douglas Donald Castagna	Senior vice president, head of finance and accounting	1 Oct 2005	Other	3139364
John Henry Grady	President	1 Dec 2006	Other	4431440
Stephen Timothy Grugeon	Executive vice president	1 Jan 2007	Other	1260891
Richard F. Fonash	Chief investment officer, nwd investments	1 Jan 2007	Other	4705848
Nancy Davis Scholz	Chief compliance officer	1 Jul 2007	Other	4474180
Nancy Davis Schdlz	Chief compliance officer	1 Jul 2007	Other	4474180
Joseph P Young	Chief investment officer - fixed income	1 Oct 2007	Other	1927264
Dorothy G Sanders	Senior vice president, chief compliance officer	1 Oct 2007	Other	4474180
Dorothy Giselle Sanders	Senior vice president, chief compliance officer	1 Oct 2007	Other	4337761
Stephen Timothy Grugeon	President	1 Jan 2008	Other	1260891
Lorraine Anita Mccamley	Senior vice president	1 Jan 2008	Other	2151715
Craig David Stokarski	Treasurer	1 Jan 2008	Other	4163385
Michael Scott Spangler	President	1 Jun 2008	Other	3156142
Stephen Timothy Grugeon	Evecutive vice president & chief operating officer	1 Aug 2008	Other	1260891
Lynnett Kay Berger	Senior vice president & chief investment officer	1 Jun 2009	Other	4687324

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Nationwide Mutual Insurance Company	Shareholder	1 May 1998	75% - 100%	31-4177100
Nationwide Corporation	Shareholder	1 Jul 2002	75% - 100%	31-4416546
Nwd Management & Research Trust	Shareholder	1 Sep 2003	75% - 100%	109364

Based in King Of Prussia

The principal office where Nationwide Sa Capital Trust performs its advisory services is located at 1000 Continental Drive, King Of Prussia, PA 19406, which is also the mailing address of the firm. An additional office of the firm is in Columbus, OH. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610-230-2800 or by fax 610-230-2777. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.nwdinvestments.com.