Nipun Capital, L.P. (Foster City)

Name: Nipun Capital, L.P.
Address: 950 Tower Lane, Foster City, CA, 94404
Telephone: 650-265-4666

Nipun Capital, L.P. is a large advisory firm based in Foster City. It manages $325.74 million of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of California.

Nipun Capital provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nipun Capital: assets under management

The assets under management (AUM) of Nipun Capital, L.P. is $325.74 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -85% since the beginning of its operation, and $249.47 million of the total AUM is attributable to clients outside of the United States.

The firm manages $325.74 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $32.57 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nipun Capital, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Nipun Capital serves?

The only and largest group of clients of Nipun Capital is pooled investment vehicles with 10 clients and $325.74 million of assets under management. Among the 11 most similar advisory firms, Nipun Capital has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $325.74 million for 10 clients. 60% of the firm’s clients are foreign persons or businesses.

Nipun Capital also advises several private funds. Namely, four hedge funds. The minimum investment commitment required of non-related persons is $5,000,000 for each fund.

Careers at Nipun Capital, L.P.

The company employs 15 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Pooja Malik	Manager	1 Oct 2011	50% - 75%	4558007
Llc Tevis Management	Member	1 Oct 2011	Other	71-0980680
Kenneth Hui	Partner	1 Oct 2011	Other	6575146
Charles Mc Lee	Member	1 Oct 2011	25% - 50%	6015676
Joshua Margulies	Chief compliance officer	1 Jun 2013	Other	6217367
Jie J Tang	Head of business development	1 Sep 2013	Other	4852861

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
William B Elmore	Manager	1 Apr 2010	Other	6013875

Based in Foster City

The principal office where Nipun Capital, L.P. performs its advisory services is located at 950 Tower Lane, Foster City, CA 94404, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 650-265-4666 or by fax 650-513-1906. The normal business hours are 9am-6pm on Monday - Friday. You can find more information about the New York firm at nipuncapital.com/.