K.G. Redding & Associates, LLC (Chicago)


K.G. Redding & Associates, LLC is a large advisory firm based in Chicago. It manages $1.85 billion of regulatory assets for 31 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Illinois.

K.G. Redding & Associates provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

K.G. Redding & Associates: assets under management

The assets under management (AUM) of K.G. Redding & Associates, LLC is $1.85 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 23281% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.85 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $59.59 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay K.G. Redding & Associates, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at K.G. Redding & Associates, LLC

Nicholas Donald Tannura has been acting as President since 1 Sep 2003. Dianne Renee Staples joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Kim Gordon Redding President and ceo 1 Nov 2000 75% - 100% xxx-xx-xxxx
Melissa Diane Lavender Senior vice president 1 Nov 2000 Other xxx-xx-xxxx
Cornelius Patrick Dennehy Executive vice president 1 Sep 2001 Other xxx-xx-xxxx
Jason S. Baine Vice president 1 Jan 2002 Other 4520828
Gregory Melchor None 1 Jan 2002 Other 1636020
Missy D Lavender Principal 1 Jan 2002 Other 730813
Cornelius Patrick Dennehy Executive vice president 1 Jan 2002 Other xxx-xx-xxxx
Melissa Diane Lavender Senior vice president 1 Jan 2002 Other xxx-xx-xxxx
Redding Lavender Family Llc Member 1 May 2002 50% - 75% 71-0897337
Nicholas Donald Tannura Principal 1 Jun 2002 Other 2103134
M. Katherine D'esposito Chief financial officer 1 Dec 2002 Other 4647970
Douglas Crocker None 1 Jul 2003 Other 1680909
Nicholas Donald Tannura President 1 Sep 2003 Other 2103134
Kim Gordon Redding Ceo 1 Sep 2003 Other 1637405
M. Katherine D'esposito Chief operating officer 1 May 2005 Other 4647970
Dianne Renee Staples Chief financial and chief compliance officer 1 May 2005 Other 2873318
Dianne Renee Staples Chief financial officer 1 Sep 2006 Other 2873318
Joseph Thomas Sommer Chief compliance officer 1 Sep 2006 Other 4440922

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Kim Gordon Redding Member 1 May 2002 25% - 50% 1637405
Missy D Lavender Member 1 May 2002 25% - 50% 730813

Based in Chicago

The principal office where K.G. Redding & Associates, LLC performs its advisory services is located at 71 South Wacker Drive, Chicago, IL 60606 2841, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-377-8300 or by fax 312-377-8299. The normal business hours are 8:30am-5:00pm on Monday - Friday.