Retirement Plan Securities Inc (Greenville)

Retirement Plan Securities Inc is a large advisory firm based in Greenville. It manages $630.71 million of regulatory assets for 79 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of North Carolina, South Carolina, and Tennessee.

Retirement Plan Securities provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Retirement Plan Securities: assets under management

The assets under management (AUM) of Retirement Plan Securities Inc is $630.71 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Retirement Plan Securities Inc for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Retirement Plan Securities Inc

Julian Grice Hunt has been acting as President since 1 Feb 1998. Bb&T Corporation joined the executive team most recently as the N/A.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
M Bruce Malone	Vp & chief operating officer	1 Aug 1997	Other	1084417
Julian Grice Hunt	President	1 Feb 1998	Other	1771575
Thomas Ray Mckinney	Director	1 May 1998	Other	4360727
Gary Lee Kersey	Director	1 May 1998	Other	4360729
Wachovia Corporation	N/a	1 May 1998	75% - 100%	56-1473727
Robert Steven Kniejski	Director	1 Jan 2000	Other	2560066
Bb&T Corporation	N/a	1 Jul 2002	75% - 100%	56-0939887
Phillip Michael Floyd	Director	1 Jul 2002	Other	2756018
Raymond Kirkman Mcculloch	Director	1 Jul 2002	Other	4374200
Linda Darlene Williams	Treasurer	1 Jul 2002	Other	4567809

Based in Greenville

The principal office where Retirement Plan Securities Inc performs its advisory services is located at 55 S Pleasantburg Dr, Greenville, SC 29607, which is also the mailing address of the firm. An additional office of the firm is in Greensboro, NC. It doesn’t run an office outside of the United States.