Capital & Security Management, Inc. (West Chester)

Capital & Security Management, Inc. is an adviser based in West Chester. It manages $71.2 million of regulatory assets for 124 client accounts. It has been registered with the SEC as an adviser since 2001.

Capital & Security Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Capital & Security Management: assets under management

The assets under management (AUM) of Capital & Security Management, Inc. is $71.2 million. The firm's AUM has gone down by -4% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $70 million in discretionary accounts and $1.2 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $569.1 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.2 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Capital & Security Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Capital & Security Management, Inc.

David Goddard Dorsett has been acting as President since 1 Sep 1984. Grant H Clark joined the executive team most recently as the Portfolio Analyst.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Goddard Dorsett	President	1 Sep 1984	75% - 100%	4348384
Gary Hess	Portfolio analy.	1 Apr 1994	Other	2531912
Gary Stuart Hess	Portfolio analy.	1 Apr 1994	Other	2531912
J. William Erb	Security rsearch assistant	1 Jun 2000	Other	4348379
Joseph William Erb	Security rsearch assistant	1 Jun 2000	Other	4348379
Michael Christopher Suchanick	Security research assistant	1 Dec 2001	Other	4511457
William T Helstowski	Vice president	1 Jan 2005	Other	4939219
William Thomas Helstowski	Vice president	1 Jan 2005	Other	4939219
Grant H Clark	Portfolio analyst	1 Apr 2006	Other	4207127

Based in West Chester

The principal office where Capital & Security Management, Inc. performs its advisory services is located at 34 West Miner Street, West Chester, PA 19382 3214, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.