Forum Securities Limited is a large advisory firm based in Old Greenwich. It manages $243.52 million of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of Connecticut.
Forum Securities Limited provides portfolio management for investment companies and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Forum Securities Limited is $243.52 million. The firm's AUM has gone down by -34% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Forum Securities Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Jana Andonegui Sehnalova has been acting as President since 1 Jul 2009. Niall Patrick Conlon joined the executive team most recently as the Chief Legal Officer + Chief Compliance Officer.
The principal office where Forum Securities Limited performs its advisory services is located at 1700 E. Putnam Avenue, Old Greenwich, CT 06870 1366, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 203-983-5207 or by fax 203-302-3319. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at forumsecuritiesltd.com.