K.K. Jermyn Capital (Tokyo)

K.K. Jermyn Capital is a large advisory firm based in Tokyo. It manages $61.6 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2006.

K.K. Jermyn Capital provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

K.K. Jermyn Capital: assets under management

The assets under management (AUM) of K.K. Jermyn Capital is $61.6 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay K.K. Jermyn Capital for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at K.K. Jermyn Capital

Makoto Tanaka joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ken Sakurai	Chief executive officer	1 Feb 1999	Other	1821388
Jermyn Street Capital Limited	Shareholder	1 Feb 2000	75% - 100%	none
Simon Murray & Company Limited	Shareholder	1 Feb 2000	50% - 75%	none
Makoto Tanaka	Chief compliance officer	1 Apr 2005	Other	5153798

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Limited Simon Murray & Company	Shareholder	1 Feb 2000	50% - 75%	none
Ken Sakurai	Shareholder	1 Feb 2000	50% - 75%	none
Bih Sa	Shareholder	1 Feb 2000	50% - 75%	none
Thomas Schmidheiny	Shareholder	1 Feb 2000	Other	none
Simon Murray	Shareholder	1 Feb 2000	25% - 50%	none
Simon Murray & Associates	Shareholder	1 Feb 2000	50% - 75%	none

Based in Tokyo

The principal office where K.K. Jermyn Capital performs its advisory services is located at 1 4 2 Kasumigaseki, Tokyo, 100 0013, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +81-3-5511-2700 or by fax +81-3-5511-2701. The normal business hours are 9:00 to 18:00 on Monday - Friday.