Newton Investment Management (North America) Ltd (London)

Name: Newton Investment Management (North America) Ltd
Address: 160 Queen Victoria Street, London, Ec4 V 4 La
Telephone: +44-20-7163-9000

Newton Investment Management (North America) Ltd is a large advisory firm based in London. It manages $6.08 billion of regulatory assets for 22 client accounts. It has been registered with the SEC as an adviser since 2016.

Newton Investment Management (North America) provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Newton Investment Management (North America): assets under management

The assets under management (AUM) of Newton Investment Management (North America) Ltd is $6.08 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 19% since the beginning of its operation, and $835 million of the total AUM is attributable to clients outside of the United States.

The firm manages $6.08 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $276.49 million each.

Investments

The firm invests in sovereign bonds the most. They account for 46% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 26% of the firm’s portfolio. Investments in government bonds form 17% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Newton Investment Management (North America) Ltd for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Helena Morrissey serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Helena Morrissey is investment companies with 9 clients and $3.85 billion of assets under management. Among the 10 most similar advisory firms, Newton Investment Management (North America) has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $5.88 billion for 21 clients. 12% of the firm’s clients are foreign persons or businesses.

Newton Investment Management (North America) doesn't advise any private funds.

Careers at Newton Investment Management (North America) Ltd

The company employs 114 people that are either part- or full-time employees. 54 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 4 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Helena Morrissey has been acting as President since 1 Mar 2002. Kevin James Carter joined the executive team most recently as the Non Executive Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Newton Management Limited	Owner	1 Jan 1992	75% - 100%	foreign entity
Jeff Munroe	Director	1 Feb 2002	Other	4516592
Helena Morrissey	Director	1 Mar 2002	Other	4362862
Andrew Downs	Chief operating officer and director	1 Jul 2004	Other	4781215
James Morecroft Helby	Chief risk officer and director	1 Jan 2012	Other	5846815
Edward Homer Ladd	Director	1 Nov 2014	Other	4299449
Susan Margaret Noble	Non-executive director	1 Mar 2015	Other	7065870
Mitchell Evan Harris	Chief executive officer and director	1 Sep 2015	Other	4359464
Sophie Williams	Chief compliance officer	1 Apr 2016	Other	3037131
Gregory Allan Brisk	Director	1 May 2016	Other	5859270
Hanneke (Nmi) Smits	Director	1 Aug 2016	Other	5315996
Hanneke (Nmi) Smits	Chief executive officer & director	1 Nov 2016	Other	5315996
Curtis William Custard	Chief investment officer & director	1 Sep 2017	Other	6858516
Kevin James Carter	Non-executive director	1 Mar 2019	Other	4346296

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Bny Mellon International Asset Management Group Limited	Owner	1 Jan 1992	75% - 100%	foreign entity
The Bank Of New York Mellon Corporation	Owner	1 Jul 2007	75% - 100%	13-2614959
Mbc Investments Corporation	Owner	1 Nov 2012	75% - 100%	51-0301132
Bny Mellon Investment Management (Jersey) Limited	Owner	1 Nov 2012	75% - 100%	25-1233834
Bny Mellon Investment Management Europe Limited	Owner	1 Nov 2012	75% - 100%	foreign entity
Bny Mellon Investment Management (Europe) Limited	Owner	1 Nov 2012	75% - 100%	foreign entity
Bny Mellon Investment Management Europe Holdings Limited	Owner	1 Feb 2013	75% - 100%	foreign entity
Llc Bny Mellon Ihc	Sole	1 Apr 2017	75% - 100%	13-2614959

Based in London

The principal office where Newton Investment Management (North America) Ltd performs its advisory services is located at 160 Queen Victoria Street, London, Ec4 V 4 La, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +44-20-7163-9000. The normal business hours are 0900 - 1700 gmt on Monday - Friday. You can find more information about the New York firm at newton.co.uk.