P&A Capital Advisors, Inc. (New York)


P&A Capital Advisors, Inc. is a large advisory firm based in New York. It manages $158.71 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of New York.

Logo

P&A Capital Advisors provides portfolio management for pooled investment vehicles and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

P&A Capital Advisors: assets under management

The assets under management (AUM) of P&A Capital Advisors, Inc. is $158.71 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -37% since the beginning of its operation, and $7.79 million of the total AUM is attributable to clients outside of the United States.


The firm manages $158.71 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $22.67 million each.
P&A Capital Advisors has custody of $158.71 million in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in pooled investment vehicles the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay P&A Capital Advisors, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients David Edward Alexander serves?

The firm provides services to insurance companies and pooled investment vehicles. The largest group of clients of David Edward Alexander is pooled investment vehicles with 6 clients and $155.76 million of assets under management. Among the 11 most similar advisory firms, P&A Capital Advisors has the 2nd highest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $158.71 million for 7 clients. 14% of the firm’s clients are foreign persons or businesses.

P&A Capital Advisors also advises several private funds. Namely, six hedge funds. The minimum investment commitment required of non-related persons is $500,000 for each fund.

Careers at P&A Capital Advisors, Inc.

The company employs 10 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

David Edward Alexander has been acting as President since 1 Mar 1991. Llc Nfp Ultimate Holdings joined the executive team most recently as the Owner.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
David Edward Alexander President/secretary 1 Mar 1991 Other 4371204
Anthony Christopher Peyser Vice president/treasurer 1 Mar 1991 Other 4371210
Nfp Corp. Shareholder 1 Jul 2000 75% - 100% 13-4029115
Lori Michell Lieser Vice president 1 Jul 2000 Other 2131475
Mark Charles Biderman Director 1 Jul 2000 Other 21098
Douglas Wayne Hammond Vice president 1 Jul 2000 Other 4372071
National Financial Partners Corp. Shareholder 1 Jul 2000 75% - 100% 13-4029115
Brett Ronald Schneider Director 1 Jan 2009 Other 5636953
Malika Hinkson Director 1 May 2010 Other 5867426
Douglas W Hammond Director 1 Feb 2012 Other 4372071
Annemarie Veronica Long Director 1 Mar 2013 Other 1294799
Veronica Ei Chun Moo Vice president and assistant secretary 1 Sep 2013 Other 5867442
Evan Michael Vice president/director 1 Sep 2013 Other xxx-xx-xxxx
Michael Andrew Evan Vice president/director 1 Sep 2013 Other 6292441
Suzanne F Spradley Vice president 1 Oct 2014 Other 6020625
Edward George O'malley Director 1 Feb 2015 Other 5902666
David Michael Zuckerman Chief compliance officer 1 Mar 2015 Other 2466849

Indirect Owners

The SEC currently registers 15 indirect owners.

Name Entity Date acquired Ownership Employer ID
L.P. ("Apollo Fund") Apollo Investment Fund Iv Shareholder 1 Jul 2000 25% - 50% 13-3985622
L.P. ("Apollo Advisors") Apollo Advisors Iv General partner 1 Jul 2000 Other 13-3582975
Inc. Apollo Capital Management Iv General partner 1 Jul 2000 Other 13-3983721
Nfp Intermediate Holdings B. Corp. Owner 1 Jul 2013 75% - 100% 46-2704384
Nfp Intermediate Holdings A. Corp. Owner 1 Jul 2013 75% - 100% 46-2723281
Llc Nfp Holdings Owner 1 Jul 2013 75% - 100% 30-0781325
L.P. Madison Dearborn Capital Partners Vi A Owner 1 Jul 2013 75% - 100% 26-1274415
L.P. Madison Dearborn Partners Vi A&C General partner 1 Jul 2013 Other 26-1267403
Madison Dearborn Partners General partner 1 Jul 2013 Other 157349
Patriot Intermediate Holdings B. Corp. Owner 1 Jul 2013 75% - 100% 46-2704384
Patriot Intermediate Holdings A. Corp. Owner 1 Jul 2013 75% - 100% 46-2723281
Llc Patriot Investment Holdings Owner 1 Jul 2013 75% - 100% 30-0781325
L.P. Madison Dearborn Capital Partners Vi A&C General partner 1 Jul 2013 Other 26-1267403
Llc Nfp Parent Co Owner 1 Oct 2014 75% - 100% 47-1953275
Llc Nfp Ultimate Holdings Owner 1 Feb 2017 75% - 100% 81-5114348

Based in New York

The principal office where P&A Capital Advisors, Inc. performs its advisory services is located at 500 Fifth Avenue, New York, NY 10110, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-764-6455 or by fax 212-921-4249. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at pacapadvisors.com/.