Paskin Capital Advisors, LLC (San Francisco)

Paskin Capital Advisors, LLC is a large advisory firm based in San Francisco. It manages $222.59 million of regulatory assets for 142 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of California.

Paskin Capital Advisors provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Paskin Capital Advisors: assets under management

The assets under management (AUM) of Paskin Capital Advisors, LLC is $222.59 million. The firm's AUM has gone down by -63% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $163.51 million in discretionary accounts and $59.08 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.21 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $8.44 million.

Investments

The firm invests in pooled investment vehicles the most. They account for 67% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 13% of the firm’s portfolio. Investments in state and local bonds form 12% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Paskin Capital Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Paskin Capital Advisors serves?

The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Paskin Capital Advisors is high net worth individuals with 28 clients and $215.27 million of assets under management. Among the 9 most similar advisory firms, Paskin Capital Advisors has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $222.59 million for 39 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Paskin Capital Advisors doesn't advise any private funds.

Careers at Paskin Capital Advisors, LLC

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Net Natividad joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Wendy Edyth Paskin Jordan	Chief executive officer	1 Jan 2012	75% - 100%	1909555
Ryan Jeffrey Paskin	Chief compliance officer	1 Feb 2012	Other	5873828
Net Natividad	Chief compliance officer	1 May 2016	Other	3176444
Elenita Natividad	Chief compliance officer	1 May 2016	Other	3176444

Based in San Francisco

The principal office where Paskin Capital Advisors, LLC performs its advisory services is located at 100 Pine Street, San Francisco, CA 94111, which is also the mailing address of the firm. An additional office of the firm is in Antioch, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-625-5480 or by fax 415-625-5482. The normal business hours are 8:30am-5:30pm on Monday - Friday.