Bny Mellon Asset Management Japan Limited (Chiyoda Ku, Tokyo)

Name: Bny Mellon Asset Management Japan Limited
Address: Marunouchi Trust Tower Main, Chiyoda Ku, Tokyo, 100 0005
Telephone: +81-3-6756-4600

Bny Mellon Asset Management Japan Limited is an adviser based in Chiyoda Ku, Tokyo. It manages $26.31 billion of regulatory assets for 106 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of California, Connecticut, Georgia, and 7 other states.

Bny Mellon Asset Management Japan Limited provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as promoter and/or sponsor of non-u.s. funds.

Bny Mellon Asset Management Japan Limited: assets under management

The assets under management (AUM) of Bny Mellon Asset Management Japan Limited is $26.31 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 107% since the beginning of its operation, and $26.31 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $26.31 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $248.18 million each.

Investments

The firm invests in exchange traded securities the most. They account for 48% of the total AUM. The second-largest asset type is sovereign bonds, which make up 27% of the firm’s portfolio. Investments in pooled investment vehicles form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Bny Mellon Asset Management Japan Limited for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Doni Shamsuddin serves?

The firm provides services to insurance companies, investment companies, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Doni Shamsuddin is pooled investment vehicles with 67 clients and $15.22 billion of assets under management. Among the 12 most similar advisory firms, Bny Mellon Asset Management Japan Limited has the 5th lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $26.31 billion for 106 clients. 100% of the firm’s clients are foreign persons or businesses.

Bny Mellon Asset Management Japan Limited doesn't advise any private funds.

Careers at Bny Mellon Asset Management Japan Limited

The company employs 87 people that are either part- or full-time employees. 16 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Doni Shamsuddin has been acting as President since 1 Jun 2013. Matthew John Oomen joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bny Mellon Investment Management (Apac) Holdings Limited	Sole shareholder	1 Jul 2007	75% - 100%	foreign
Bny Mellon Investment Management (Asia Pacific) Holdings Limited	Sole shareholder	1 Jul 2007	75% - 100%	foreign
Hideya Sakai	Chief compliance officer	1 Jul 2009	Other	6276700
Takeaki Nagashima	Statutory auditor	1 Jul 2010	Other	1753863
Akira Maruyama	Head of finance department	1 May 2011	Other	6276707
Hiroyuki Nagaya	Head of administration & commercial analytics division	1 May 2011	Other	6276710
Shin Munezane	Head of legal department	1 May 2011	Other	6276711
Doni Shamsuddin	Director	1 Jun 2013	Other	6273352
Shizu Kishimoto	Representative director, president	1 Jun 2013	Other	6276704
Masato Tojima	Director	1 Jun 2013	Other	6276701
Alan Jerry Harden	Director	1 Jun 2013	Other	4508999
Shogo Yamaguchi	Representative director, chairman	1 Jun 2013	Other	4706097
Thomas Edward Fisher	Director	1 Jun 2013	Other	1123163
Ryuichi Enomoto	Statutory auditor	1 Jun 2014	Other	6396008
Alan Jerry Harden	Director, chairman	1 Sep 2014	Other	4508999
Douglas Lee Hymas	Director	1 Sep 2014	Other	5414259
Alan Jerry Harden	Director	1 Nov 2015	Other	4508999
Shogo Yamaguchi	Representative director, chairman	1 Nov 2015	Other	4706097
Matthew John Oomen	Director	1 Dec 2015	Other	6638089
Shogo Yamaguchi	Representative director, chairman and president	1 Apr 2016	Other	4706097
Akihisa Suzuki	Chief compliance officer	1 Aug 2016	Other	2872122
Lindsay Megan Wright	Director	1 Oct 2016	Other	6719054
Yuko Wada	Head of finance department	1 Nov 2016	Other	6813722
Matthew John Oomen	Director	1 Dec 2018	Other	6638089

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
The Bank Of New York Mellon Corporation	Sole shareholder	1 Jul 2007	75% - 100%	13-2614959
Mellon International Holdings S.A.R.L	Sole shareholder	1 Jan 2013	75% - 100%	foreign
Mbc Investments Corporation	Shareholder	1 Jun 2013	75% - 100%	51-0301132
Bny Mellon Investment Management Apac Lp	Sole shareholder	1 Sep 2013	75% - 100%	foreign
The Bank Of New York Mellon Corporation	Sole shareholder	1 Mar 2017	75% - 100%	13-2614959
Llc Bny Mellon Ihc	Sole shareholder	1 Mar 2017	75% - 100%	6243251(file no)

Based in Chiyoda Ku, Tokyo

The principal office where Bny Mellon Asset Management Japan Limited performs its advisory services is located at Marunouchi Trust Tower Main, Chiyoda Ku, Tokyo, 100 0005, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +81-3-6756-4600 or by fax +81-3-6756-4605. The normal business hours are 8:30 a.m. - 5 p.m. on Monday - Friday. You can find more information about the New York firm at bnymellonam.com.