Wells Fargo Alternative Asset Management LLC (San Francisco)

Wells Fargo Alternative Asset Management LLC is a large advisory firm based in San Francisco. It manages $612.06 million of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Delaware, and 3 other states.

Wells Fargo Alternative Asset Management provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wells Fargo Alternative Asset Management: assets under management

The assets under management (AUM) of Wells Fargo Alternative Asset Management LLC is $612.06 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 2624% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $612.06 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $51.01 million each.

Wells Fargo Alternative Asset Management has custody of $204.94 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wells Fargo Alternative Asset Management LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Wells Fargo Alternative Asset Management LLC

Daniel John Rauchle has been acting as President since 1 May 2001. Michael Edward Roman joined the executive team most recently as the Treasurer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc Wells Fargo Investment Group	Direct owner	1 May 2001	75% - 100%	41-1975159
Daniel John Rauchle	President	1 May 2001	Other	2623015
Timothy John Leach	Chief executive officer	1 May 2001	Other	2494692
Dennis Jack Mooradian	Chairman	1 May 2001	Other	338698
Catherine Linda Sweeney	Chief compliance officer	1 Jul 2001	Other	1106325
Anna Maria Covell	Chief compliance officer	1 Feb 2002	Other	1106325
Katherine Marie Van Hagan	Chief compliance officer	1 Dec 2002	Other	2237779
Catherine Mary Vacca	Chief compliance officer	1 May 2003	Other	4316814
Kevin Matthew Friedman	Treasurer	1 Feb 2004	Other	4329563
Brigid Breen	Chief compliance officer	1 Sep 2004	Other	4158011
Jay Scott Welker	Chair	1 Sep 2004	Other	2869678
Alan Robert Adelman	Managing director	1 Sep 2004	Other	1081125
Dean Allen Junkans	Chief executive officer	1 Sep 2004	Other	4602286
Dean Junkans	Chief executive officer	1 Sep 2004	Other	5694319
Doretta Louise Dunegan	Chief compliance officer	1 Feb 2005	Other	2200106
Ronald Scott Samet	Director/treasurer	1 Dec 2005	Other	2295934
Eileen Alden	Director	1 Dec 2005	Other	5090421
Michael Aaron Cole	Executive vice president	1 Jan 2008	Other	1262398
Michael Edward Roman	Treasurer	1 Mar 2011	Other	5880012
Adam Ira Taback	Manager, president	1 Mar 2011	Other	2378786
Yukari Nakano	Chief operating officer	1 Mar 2011	Other	4873454

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc Ragen Mckenzie Group	Shareholder	1 Sep 2000	75% - 100%	41-0449260
Wells Fargo & Company	Shareholder	1 Sep 2000	75% - 100%	41-0449260
Wells Fargo & Company	Shareholder	1 Sep 2004	75% - 100%	41-0449260

Based in San Francisco

The principal office where Wells Fargo Alternative Asset Management LLC performs its advisory services is located at 333 Market St. 29 Th Floor, San Francisco, CA 94105 2130, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 415-371-4000 or by fax 415-371-3052. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.