Teamwork Financial Advisors, LLC (San Antonio)

Name: Teamwork Financial Advisors, LLC
Address: 8 Dominion Drive Bldg 100 103, San Antonio, TX, 78257
Telephone: 210-687-1333

Teamwork Financial Advisors, LLC is a large advisory firm based in San Antonio. It manages $142.34 million of regulatory assets for 622 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of Louisiana and Texas.

Teamwork Financial Advisors provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Teamwork Financial Advisors: assets under management

The assets under management (AUM) of Teamwork Financial Advisors, LLC is $142.34 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 32% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $142.34 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $228.85 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 72% of the total AUM. The second-largest asset type is investment and business development companies, which make up 19% of the firm’s portfolio. Investments in cash and cash equivalents form 9% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Teamwork Financial Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Teamwork Financial Advisors serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Teamwork Financial Advisors is individuals with 568 clients and $80.21 million of assets under management. Among the 9 most similar advisory firms, Teamwork Financial Advisors has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $142.34 million for 623 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Teamwork Financial Advisors doesn't advise any private funds.

Careers at Teamwork Financial Advisors, LLC

The company employs 10 people that are either part- or full-time employees. 90 percent of the employees work as investment advisers or researchers. 9 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Douglas Ronald Moe	Ceo, chief compliance officer	1 Aug 2012	75% - 100%	4209174

Based in San Antonio

The principal office where Teamwork Financial Advisors, LLC performs its advisory services is located at 8 Dominion Drive Bldg 100 103, San Antonio, TX 78257, which is also the mailing address of the firm. An additional office of the firm is in New Braunfels, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 210-687-1333 or by fax 210-687-1336. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at teamworkfinancial.com.