Householder Group Estate And Retirement Specialist, LLC (Scottsdale)

Name: Householder Group Estate And Retirement Specialist, LLC
Address: 8985 E. Bell Road, Scottsdale, AZ, 85260
Telephone: 602-604-0600

Householder Group Estate And Retirement Specialist, LLC is a large advisory firm based in Scottsdale. It manages $670.17 million of regulatory assets for 4,799 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Arizona, Arkansas, California, and 39 other states.

Householder Group Estate And Retirement Specialist provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Householder Group Estate And Retirement Specialist: assets under management

The assets under management (AUM) of Householder Group Estate And Retirement Specialist, LLC is $670.17 million. The firm's AUM has grown by 79% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $521.39 million in discretionary accounts and $148.78 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $414.46 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $42.02 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 62% of the total AUM. The second-largest asset type is exchange traded securities, which make up 29% of the firm’s portfolio. Investments in cash and cash equivalents form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Householder Group Estate And Retirement Specialist, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Householder Group Estate And Retirement Specialist serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Householder Group Estate And Retirement Specialist is individuals with 1,927 clients and $593.16 million of assets under management. Among the 9 most similar advisory firms, Householder Group Estate And Retirement Specialist has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $668.3 million for 1,970 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Householder Group Estate And Retirement Specialist doesn't advise any private funds.

Careers at Householder Group Estate And Retirement Specialist, LLC

The company employs 56 people that are either part- or full-time employees. 98 percent of the employees work as investment advisers or researchers. 52 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Megan Householder Trustee Of The Asg Trust	Owner	1 Sep 2013	75% - 100%	80-6261119
Megan Alexandra Householder	Chief compliance officer	1 Sep 2013	Other	5883332
James Allen Childress	Chief compliance officer	1 Nov 2013	Other	707435
Alexandra Odessa Vidal	Chief compliance officer	1 Sep 2019	Other	4449974

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Megan Alexandra Householder	Trustee	1 Aug 2013	75% - 100%	5883332

Based in Scottsdale

The principal office where Householder Group Estate And Retirement Specialist, LLC performs its advisory services is located at 8985 E. Bell Road, Scottsdale, AZ 85260, which is also the mailing address of the firm. An additional office of the firm is in Palmdale, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 602-604-0600 or by fax 602-604-0800. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at nickmassey.com and its LinkedIn profile.