Ccm Holdings Iv, LLC (Boston)

Name: Ccm Holdings Iv, LLC
Address: 53 State Street, Boston, MA, 02109
Telephone: 617-228-8700

Ccm Holdings Iv, LLC is a large advisory firm based in Boston. It manages $7.83 billion of regulatory assets for 82 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Massachusetts, Texas, and Vermont.

Ccm Holdings Iv provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ccm Holdings Iv: assets under management

The assets under management (AUM) of Ccm Holdings Iv, LLC is $7.83 billion, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $7.83 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $95.51 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ccm Holdings Iv, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ccm Holdings Iv, LLC

Richard Howard Adler has been acting as President since 1 May 2006. Mark Charles Lapman joined the executive team most recently as the Chairman, Chief Executive Officer, President And Member/Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Convergent Capital Management Llc	Member	1 Apr 2006	75% - 100%	34-1975129
Richard Howard Adler	Director	1 May 2006	Other	2102059
Mark Charles Lapman	Chairman, chief executive officer, president and member/director	1 May 2006	Other	2246840
Miriam Flicop Cooper	Chief operating officer, executive vice president and member/director	1 May 2006	Other	2255386
Patricia Ann Thompson	Chief compliance officer and senior vice president	1 May 2006	Other	4726937
Jon Cowell Hunt	Director	1 May 2006	Other	2452038
Vernon Clark Kozlen	Director	1 May 2006	Other	4085477

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
City National Corporation	Member	1 Apr 2006	75% - 100%	95-2568550

Based in Boston

The principal office where Ccm Holdings Iv, LLC performs its advisory services is located at 53 State Street, Boston, MA 02109, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 617-228-8700 or by fax 617-228-8634. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.independence.com.