Kj Capital Management LLC (New York)

Name: Kj Capital Management LLC
Address: 315 E 68 Th St Apt 8 K, New York, NY, 10065 5692
Telephone: 212-879-7498

Kj Capital Management LLC is a mid-sized advisory firm based in New York. It manages $41.49 million of regulatory assets for 78 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Massachusetts, New York, and Texas.

Kj Capital Management provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and third party management services to other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kj Capital Management: assets under management

The assets under management (AUM) of Kj Capital Management LLC is $41.49 million. The firm's AUM has grown by 19% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $40.69 million in discretionary accounts and $802.73 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $535.39 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $401.37 thousand.

Kj Capital Management has custody of $6.22 million in cash and securities for 8 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 52% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 22% of the firm’s portfolio. Investments in investment and business development companies form 21% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Kj Capital Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Kathy A Oconnor serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Kathy A Oconnor is high net worth individuals with 33 clients and $37.23 million of assets under management. Among the 4 most similar advisory firms, Kj Capital Management has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $41.49 million for 47 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Kj Capital Management doesn't advise any private funds.

Careers at Kj Capital Management LLC

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Kathy A Oconnor has been acting as President since 1 May 2008. Kathy A O'connor joined the executive team most recently as the Managing Member/Chief Compliance Officer/President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kathy A Oconnor	Managing member/chief compliance officer/president	1 May 2008	75% - 100%	5203723
Kathy A O'connor	Managing member/chief compliance officer/president	1 May 2008	75% - 100%	5203723
Jeffrey Ducloux Sanders	Managing member	1 May 2008	50% - 75%	1176637

Based in New York

The principal office where Kj Capital Management LLC performs its advisory services is located at 315 E 68 Th St Apt 8 K, New York, NY 10065 5692 The mailing address of the firm is 641 Lexington Avenue, New York, NY 10022. An additional office of the firm is in West Roxbury, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-879-7498. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at kjcapitalmanagement.com.