The Leo Group, LLC (Iselin)

Name: The Leo Group, LLC
Address: 100 Wood Avenue South, Iselin, NJ, 08830
Telephone: 732-903-2600

The Leo Group, LLC is a related adviser based in Iselin. It manages $22.64 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of New Jersey and New York.

The Leo Group provides portfolio management for pooled investment vehicles and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Leo Group: assets under management

The assets under management (AUM) of The Leo Group, LLC is $22.64 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 20111% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $22.64 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $22.64 million each.

The Leo Group has custody of $1.58 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Leo Group, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients The Leo Group serves?

The only and largest group of clients of The Leo Group is pooled investment vehicles with 1 clients and $22.64 million of assets under management. Among the 1 most similar advisory firms, The Leo Group has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $22.64 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

The Leo Group also advises several private funds. Namely, one private equity fund. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at The Leo Group, LLC

The company employs 9 people that are either part- or full-time employees. 78 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Matthew James Allain	Ceo/managing member	1 Mar 2012	50% - 75%	3267821
Gerard Anthony Dimino	Managing director/member	1 Oct 2012	Other	1719069
Peter Frame Marquardt	Chief compliance officer/member	1 Jun 2014	Other	1247354
Jon D Rustin	Chief financial officer/member	1 Dec 2014	Other	6445364
Christopher Mark Turner	Managing director/member	1 Mar 2015	Other	2306158
Eric Scott Katz	Managing director/member	1 Mar 2015	Other	4024339
Eric Scott Katz	Managing director/member	1 May 2015	Other	4024339

Based in Iselin

The principal office where The Leo Group, LLC performs its advisory services is located at 100 Wood Avenue South, Iselin, NJ 08830, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 732-903-2600 or by fax 732-903-2600. The normal business hours are 9:00-5:00 on Monday - Friday. You can find more information about the New York firm at leogroupllc.com.