Sign in Sign up for free

Principled Asset Administration, L.L.C. (New York)


Principled Asset Administration, L.L.C. is a large advisory firm based in New York. It manages $762.92 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of New York.

Logo

Principled Asset Administration, L.L.C provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Principled Asset Administration, L.L.C: assets under management

The assets under management (AUM) of Principled Asset Administration, L.L.C. is $762.92 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -50% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $762.92 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $254.31 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Principled Asset Administration, L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Thomas Fahr Steyer Senior managing member 1 Apr 1994 25% - 50% 1233313
Thomas Fahr Steyer Senior managing member 1 Apr 1996 25% - 50% 1233313

Based in New York

The principal office where Principled Asset Administration, L.L.C. performs its advisory services is located at 666 Fifth Avenue, 37 Th Floor, New York, NY 10103 3799, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-484-5030 or by fax 212-484-5039. The normal business hours are 8:00 a.m. to 6:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.pcm-us.com.


Registered investment advisers similar to Principled Asset Administration, L.L.C.