Osmosis Investment Management Us LLC (London)

Osmosis Investment Management Us LLC is a large advisory firm based in London. It manages $531.07 million of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of Pennsylvania.

Osmosis Investment Management Us provides portfolio management for businesses and institutional clients and portfolio management for model portfolios. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Osmosis Investment Management Us: assets under management

The assets under management (AUM) of Osmosis Investment Management Us LLC is $531.07 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 401% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $531.07 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $40.85 million each.

Investments

The firm invests in exchange traded securities the most. They account for 99% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Osmosis Investment Management Us LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Osmosis Investment Management Us serves?

The only and largest group of clients of Osmosis Investment Management Us is other investment advisers with 1 clients and $531.07 million of assets under management. Among the 7 most similar advisory firms, Osmosis Investment Management Us has the highest percentage of other investment advisers out of all clients.

The amount of regulatory assets under management is $531.07 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Osmosis Investment Management Us doesn't advise any private funds.

Careers at Osmosis Investment Management Us LLC

The company employs 18 people that are either part- or full-time employees. 72 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Andrew Galt Spangler joined the executive team most recently as the Vice President (Portfolio Manager) North America.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Osmosis Holdings Limited	Member	1 Apr 2015	75% - 100%	foreign entity
Matthew Stephen Hardin	Chief compliance officer	1 Feb 2016	Other	2366634
Stephen Colville Graeme	Executive director	1 Feb 2016	Other	2596763
Saad Rashid	Investment director	1 Feb 2016	Other	6617065
Andrew Frederic Harmer	Finance director	1 Feb 2016	Other	6617708
Saad Nma Rashid	Investment director	1 Feb 2016	Other	6617065
Benjamin George Dear	Chief executive officer	1 Feb 2018	Other	7147669
Sarah R Ledonne	Chief compliance officer	1 Apr 2018	Other	5836382
Sarah Reid D'amico	Chief compliance officer	1 Apr 2018	Other	5836382
Robert John Parker	Investment officer	1 Apr 2019	Other	7112300
Paul Robert Udall	Investment officer	1 Apr 2019	Other	7112309
Osmosis Us Llc	Member	1 Aug 2019	75% - 100%	84-2803950
Andrew Galt Spangler	Vice president (portfolio manager) north america	1 Sep 2019	Other	5931707

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Osmosis Holdings Limited	Member	1 Aug 2019	75% - 100%	foreign entity

Based in London

The principal office where Osmosis Investment Management Us LLC performs its advisory services is located at 36 38 Botolph Lane, London, Ec3 R 8 De, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +44 (0) 203 928 6555 or by fax +44 (0) 203 928 6556. The normal business hours are 9-5 on Monday - Friday.